Alexandra E. Mcdowall
Professional summary
Alexandra Elizabeth Mcdowall, who also goes by Alexandra Mcdowall, is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York and CABOT LODGE SECURITIES LLC located in Albany, New York.
Alexandra is registered as a RR (Registered Representative) and started their career in finance in 2015. Alexandra has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alexandra Elizabeth Mcdowall's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2019 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207March 9, 2020 - Present
CABOT LODGE SECURITIES LLC
Office #1: 80 State Street Mailbox 21, Albany, NY 12207October 23, 2017 - December 13, 2018
KEY INVESTMENT SERVICES LLC
August 24, 2015 - August 22, 2017
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2019)
Exams
FINRA
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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