James W. Greenwell
Professional summary
James Wesley Greenwell, who also goes by Wes Greenwell, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
James is registered as a RR (Registered Representative) and started their career in finance in 2015. James has worked at 5 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Wesley Greenwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2024 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 22, 2022 - April 25, 2024
OSAIC FA, INC.
July 31, 2017 - July 25, 2018
P.J. ROBB VARIABLE, LLC
October 4, 2016 - April 7, 2017
NATIONWIDE SECURITIES, LLC
June 5, 2015 - April 12, 2016
M HOLDINGS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/21/2025)
(4/19/2024)
(4/19/2024)
Exams
Series 6TO
Date: 7/22/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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