JW
James C. Wood
INSIGHT FINANCIAL STRATEGISTS
Newton, MA 02458
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CRD#: 6484814
JW
Professional summary
James Campbell Wood JR. is a registered financial advisor currently at INSIGHT FINANCIAL STRATEGISTS located in Newton, Massachusetts.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. James has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. ELECTRON PROCESSING SYSTEMS, L.L.C.; 2. BUSINESS IS NOT INVESTMENT RELATED; 3. 51 GLEASON ROAD, LEXINGTON, MA 02420; 4. SALE AND/OR LICENSE OF PATENTS RELATING TO THE STERILIZATION OF PLASTIC CONTAINERS OR GRAINS/POWDERS IN A FLUIDIZED BED USING ELECTRON BEAMS; 5. POSITION IS MANAGING PARTNER AND 44% OWNER; 6. 08/2008; 7. 8 HOUR/MO.; 8. 4 HOURS/MO DURING TRADING HOURS; AND 9. PARTICIPATE IN MARKETING PRESENTATIONS USING OUR PATENTS IN ELECTRON BEAM STERILIZATION TECHNOLOGY, MAKE OCCASIONAL CONTACTS REGARDING THE SALE OF EXISTING PATENTS, PERFORM ADMINISTRATIVE DUTIES, AND PARTICIPATE IN THE OCCASIONAL DEVELOPMENT OF NEW PATENTS.
CRS (Client Relationship Summary) - RIA
Click below to view James Campbell Wood JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2015 - Present
INSIGHT FINANCIAL STRATEGISTS
Office #1: 29 Crafts Street Suite 420, Newton, MA 02458RIA
CRD#: 165125
Newton, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(5/12/2015)
Current Firm
INSIGHT FINANCIAL STRATEGISTS
INSIGHT FINANCIAL STRATEGISTS | INSIGHT FINANCIAL STRATEGISTS, LLC
CRD#: 165125 / SEC#:
Delaware
Registered Investment Advisory firm - (5/13/2024 Approved)Massachusetts
Registered Investment Advisory firm - (6/5/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
29 Crafts Street Suite 420, Newton, MA 02458
Mailing Address
Phone number
(781) 489-3994
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 25,401,042 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Texas | ERA - Withdrawn | 3/27/2017 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSIGHT FINANCIAL STRATEGISTS
CRD#: 165125Newton, MA 02458TRUST BUT VERIFY
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