CN
Craig D. Nelson
EAGLE STRATEGIES LLC
NEW HARTFORD, NY 13413
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CRD#: 6484725
CN
Professional summary
Craig Doyle Nelson, ChFC®, CLU® is a registered financial advisor currently at EAGLE STRATEGIES LLC located in New Hartford, New York and NYLIFE SECURITIES LLC located in New Hartford, New York.
Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Craig has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[UTICA COLLEGE; NOT INVESTMENT RELATED; 1600 BURRSTONE ROAD UTICA, NY 13502; COLLEGE, EMPLOYEE/PROFESSOR; START DATE: 01/2015; 20 HOURS PER MONTH, 0 DURING TRADING HOURS; TEACH 1 CLASS A WEEK AT NIGHT IN HISTORY]
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 9273 Kellogg Road, New Hartford, NY 13413; Start Date 11/2018; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 2 hours per month during securities trading hours]
[OPERATING UNDER THE DBA NAME OF NELSON & STRIFE FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES; INVESTMENT RELATED; ASSOCIATE; NEW HARTFORD, NY; START DATE: 07/2017]
[OPERATING UNDER THE DBA NAME OF CRYSTAL CLEAR FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; NEW HARTFORD, NY; START DATE: 01/2021]
CRS (Client Relationship Summary) - RIA
Click below to view Craig Doyle Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 12, 2018 - Present
EAGLE STRATEGIES LLC
Office #1: 9273 Kellogg Road, New Hartford, NY 13413RIA
CRD#: 110826
NEW HARTFORD, NY
Current
May 11, 2015 - Present
NYLIFE SECURITIES LLC
Office #1: Nelson And Strife Fin Grp 9273 Kellogg Road, New Hartford, NY 13413-5590BD
CRD#: 5167
New Hartford, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/9/2021)
RR
Florida(2/16/2016)
RR
Massachusetts(3/9/2018)
RR
New Jersey(1/31/2018)
RR
New York(5/28/2015)
IAR
New York(8/3/2021)
RR
North Carolina(1/13/2023)
RR
Pennsylvania(2/7/2025)
RR
Vermont(9/9/2021)
RR
Virginia(12/22/2021)
RR
Washington(8/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826New Hartford, NY 13413TRUST BUT VERIFY
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