EB
Erin R. Berns
NORTHROCK PARTNERS
Alexandria, MN 56308
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CRD#: 6484001
EB
Professional summary
Erin Robert Berns is a registered financial advisor currently at NORTHROCK PARTNERS, LLC located in Alexandria, Minnesota.
Erin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Erin has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Co-owner with his wife of Suits Coffee; Coffee Roaster; coffee bean roasting business venture, supply restaurants and shops in Alexandria, MN. 2. Board Member of Alexandria Community College Foundation. 3. Maintains current Minnesota insurance license for Accident & Health and Life.
CRS (Client Relationship Summary) - RIA
Click below to view Erin Robert Berns's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2016 - Present
NORTHROCK PARTNERS, LLC
Office #1: 218 Third Avenue East Suite 102, Alexandria, MN 56308RIA
CRD#: 167908
Alexandria, MN
Past
April 27, 2015 - December 31, 2016
LIFESTAGE WEALTH MANAGEMENT GROUP LLC
RIA
CRD#: 119403
ALEXANDRIA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NORTHROCK PARTNERS, LLC
3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT
CRD#: 167908 / SEC#: 801-78194
RIA
Registered Investment Advisory firm - (6/13/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(2/6/2024)
IAR
Illinois(1/9/2023)
IAR
Minnesota(12/16/2016)
IAR
Texas(1/9/2023)
IAR
Washington(1/10/2023)
Current Firm
NORTHROCK PARTNERS, LLC
3 TACTICAL ADVISOR, LLC | ORPHEUS WEALTH MANAGEMENT, LLC | NORTHROCK PARTNERS, LLC | LIFESTAGE WEALTH MANAGEMENT GROUP | LIFESTAGE WEALTH MANAGEMENT
CRD#: 167908 / SEC#: 801-78194
RIA
Registered Investment Advisory firm - (6/13/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
225 South Sixth Street Suite 1400, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 367-8800
Established
Firm type
Fiscal year end
# of Employees
161
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,834 |
| AUM (Assets Under Management) | $ 6,596,242,797 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 11/05/2024 | ||
| 01/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
NORTHROCK PARTNERS, LLC
CRD#: 167908Alexandria, MN 56308TRUST BUT VERIFY
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