Lars Schwartau
Professional summary
Lars Schwartau is a registered financial professional currently at BERENBERG CAPITAL MARKETS LLC located in New York, New York.
Lars is registered as a RR (Registered Representative) and started their career in finance in 2015. Lars has worked at 1 firm and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lars Schwartau's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2015 - Present
BERENBERG CAPITAL MARKETS LLC
Office #1: 1251 Avenue Of The Americas 53rd Floor, New York, NY 10020State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/28/2015)
(5/9/2015)
(9/9/2016)
(9/9/2016)
(5/28/2015)
(5/28/2015)
(5/11/2015)
(5/28/2015)
(5/28/2015)
(5/28/2015)
(10/4/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/1/2015
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
BERENBERG CAPITAL MARKETS LLC
CRD#: 156757 / SEC#: , 8-68821
Contact information
FINRA licenses (14 States and Territories)
Documents
Red Flags
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