Leonard A. Williamson

APEX WEALTH ADVISORS LLC

New River, AZ

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CRD#: 6482442

Professional summary

Leonard Aaron Williamson is a registered financial advisor currently at APEX WEALTH ADVISORS LLC located in New River, Arizona and ALEXANDER CAPITAL, L.P. located in Red Bank, New Jersey.

Leonard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Leonard has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Leonard Williamson is a managing partner for Apex Wealth Advisors, a state registered RIA firm. The address of Apex Wealth Advisors is 44047 North 43rd Ave. #74528. Phoenix, AZ 85087. The start date is Aug 08,2021. He plans to spend 10 hours per month during normal trading hours and 10 hours per month outside of normal trading hours. This is investment related. Leonard Williamson is a fixed insurance agent. The address is 2515 E Electra Ln. Phoenix, AZ 85024. The start date is 05/18/2018. He plans to spend 5 hours per month during normal trading hours and 5 hours per month outside of normal trading hours. This is investment related. ALEXANDER CAPITAL, L.P. - INVESTMENT RELATED; PHOENIX, AZ; BROKER-DEALER; REGISTERED REPRESENTATIVE; START: 5/2025; 25 HRS/WK DURING TRADING; SALE OF SECURITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Aaron Williamson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2021 - Present

APEX WEALTH ADVISORS LLC

RIA

CRD#: 316564

New River, AZ

Current

May 2, 2025 - Present

ALEXANDER CAPITAL, L.P.

Office #1: 10 Drs James Parker Blvd Suite 202, Red Bank, NJ 07701

CRD#: 40077

Red Bank, NJ

Past

May 7, 2021 - May 2, 2025

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

September 2, 2020 - May 20, 2021

EMERSON EQUITY LLC

RIA

CRD#: 130032

New River, AZ

Past

September 2, 2020 - May 20, 2021

EMERSON EQUITY LLC

CRD#: 130032

SAN MATEO, CA

Past

May 13, 2019 - September 14, 2020

SIMPLICITY WEALTH

RIA

CRD#: 300572

Scottsdale, AZ

Past

May 7, 2018 - September 14, 2020

SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.

CRD#: 148024

SUMMIT, NJ

Past

January 16, 2016 - January 11, 2018

CANTOR FITZGERALD & CO.

CRD#: 134

Irvine, CA

Past

May 15, 2015 - December 8, 2015

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

Costa Mesa, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APEX WEALTH ADVISORS LLC

CRD#: 316564 / SEC#: 801-132850

RIA

Registered Investment Advisory firm - (5/23/2025 Approved)

Alabama

Registered Investment Advisory firm - (9/10/2025 Terminated)

Arizona

Registered Investment Advisory firm - (9/10/2025 Terminated)

California

Registered Investment Advisory firm - (10/10/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (9/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/10/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/2/2025)

IAR

Arizona
(11/8/2021)

Arizona
(5/2/2025)

IAR

California
(10/7/2022)

California
(5/2/2025)

Colorado
(5/2/2025)

Florida
(5/2/2025)

Georgia
(5/2/2025)

Idaho
(5/2/2025)

Kentucky
(5/2/2025)

Nevada
(5/2/2025)

New Jersey
(5/2/2025)

North Carolina
(10/2/2025)

North Dakota
(7/9/2025)

Ohio
(5/2/2025)

Oregon
(5/2/2025)

Texas
(5/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/15/2015

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

APEX WEALTH ADVISORS LLC

CRD#: 316564 / SEC#: 801-132850

RIA

Registered Investment Advisory firm - (5/23/2025 Approved)

Alabama

Registered Investment Advisory firm - (9/10/2025 Terminated)

Arizona

Registered Investment Advisory firm - (9/10/2025 Terminated)

California

Registered Investment Advisory firm - (10/10/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (9/10/2025 Terminated)

Texas

Registered Investment Advisory firm - (9/10/2025 Terminated)

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Contact information

Main Address

Anthem, AZ

Mailing Address

44047 North 43rd Ave #74528, Pheonix, AZ 85087

Phone number

(623) 292-5560

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (10/15/2025)

Regulatory assets under management

Total Number of Accounts	356
AUM (Assets Under Management)	$ 102,574,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Leonard A. Williamson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leonard Aaron Williamson's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALEXANDER CAPITAL, L.P.

GREAT POINT CAPITAL LLC

EMERSON EQUITY LLC

EMERSON EQUITY LLC

SIMPLICITY WEALTH

SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.

CANTOR FITZGERALD & CO.

REALTY CAPITAL SECURITIES, LLC

Primary Firm SEC Registration

APEX WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/2018

Series 63

Date: 6/1/2015

SIE

Date: 10/1/2018

Series 7

Date: 5/15/2015

FINRA

Nasdaq Stock Market

Current Firm

APEX WEALTH ADVISORS LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APEX WEALTH ADVISORS LLC

TRUST BUT VERIFY

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