Eric R. Schmitz

CRESCENT GROVE ADVISORS

LAKE FOREST, IL 60045

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CRD#: 6482418

Professional summary

Eric R Schmitz, who also goes by Eric Schmitz, is a registered financial advisor currently at CRESCENT GROVE ADVISORS located in Lake Forest, Illinois.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Eric has worked at 2 firms and has passed the Series 63, SIE, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eric Schmitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric R Schmitz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2020 - Present

CRESCENT GROVE ADVISORS

Office #1: 100 South Saunders Road Suite 210, Lake Forest, IL 60045

RIA

CRD#: 170912

LAKE FOREST, IL

Past

July 10, 2015 - December 4, 2015

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CRESCENT GROVE ADVISORS

CARRIE ADVISORS, LLC | CRESCENT GROVE ADVISORS, LLC | CRESCENT GROVE ADVISORS

CRD#: 170912 / SEC#: 801-79577

RIA

Registered Investment Advisory firm - (4/17/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/4/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/4/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 10/16/2015

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 10/2/2015

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 7/10/2015

General Securities Representative Examination

Current Firm

CRESCENT GROVE ADVISORS

CARRIE ADVISORS, LLC | CRESCENT GROVE ADVISORS, LLC | CRESCENT GROVE ADVISORS

CRD#: 170912 / SEC#: 801-79577

RIA

Registered Investment Advisory firm - (4/17/2014 Approved)

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Contact information

Main Address

100 South Saunders Road Suite 210, Lake Forest, IL 60045

Mailing Address

Phone number

(847) 752-0292

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CRESCENT GROVE ADVISORS ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	381
AUM (Assets Under Management)	$ 4,996,271,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Eric R. Schmitz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric R Schmitz's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLIAM BLAIR

Primary Firm SEC Registration

CRESCENT GROVE ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/2015

SIE

Date: 12/4/2015

Series 87

Date: 10/16/2015

Series 86

Date: 10/2/2015

Series 7

Date: 7/10/2015

Current Firm

CRESCENT GROVE ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CRESCENT GROVE ADVISORS

TRUST BUT VERIFY

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