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DL

Daryn S. Levesque

PINE DISTRIBUTORS LLC
DURHAM, ME
Some features on this profile are disabled
CRD#: 6482085
DL

Professional summary

Daryn Steve Levesque, who also goes by Daryn S Levesque Sr., Daryn S Levesque, Daryn Steve Levesque, Daryn Levesque, is a registered financial professional currently at PINE DISTRIBUTORS LLC located in Durham, Maine.

Daryn is registered as a RR (Registered Representative) and started their career in finance in 2017. Daryn has worked at 16 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daryn S Levesque Sr. | Daryn S Levesque | Daryn Steve Levesque | Daryn Levesque

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daryn Steve Levesque's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2024 - Present

PINE DISTRIBUTORS LLC

BD
CRD#: 323408
DURHAM, ME
Past

March 31, 2020 - December 31, 2023

QUASAR DISTRIBUTORS, LLC

BD
CRD#: 103848
Portland, ME
Past

August 12, 2019 - October 11, 2023

COMPASS DISTRIBUTORS, LLC

BD
CRD#: 172662
Portland, ME
Past

January 29, 2018 - November 14, 2019

FORESIDE DISTRIBUTION SOLUTIONS, LLC

BD
CRD#: 118787
PORTLAND, ME
Past

January 29, 2018 - November 14, 2019

FORESIDE ASSOCIATES, LLC

BD
CRD#: 13494
PORTLAND, ME
Past

January 29, 2018 - May 1, 2020

BD COMPLIANCE SOLUTIONS, LLC

BD
CRD#: 30188
PORTLAND, ME
Past

January 29, 2018 - June 23, 2020

FAIRHOLME DISTRIBUTORS, LLC

BD
CRD#: 150987
PORTLAND, ME
Past

January 29, 2018 - December 31, 2022

SMEAD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 173734
PORTLAND, ME
Past

January 29, 2018 - December 31, 2022

STERLING CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 103934
Portland, ME
Past

January 29, 2018 - December 31, 2022

NORTHERN FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45943
PORTLAND, ME
Past

January 29, 2018 - December 31, 2022

FUNDS DISTRIBUTOR, LLC

BD
CRD#: 7174
PORTLAND, ME
Past

January 29, 2018 - December 31, 2022

FORESIDE DISTRIBUTION SERVICES, L.P.

BD
CRD#: 15634
PORTLAND, ME
Past

January 29, 2018 - December 31, 2023

IMST DISTRIBUTORS, LLC

BD
CRD#: 130745
PORTLAND, ME
Past

January 29, 2018 - December 31, 2023

FORESIDE FUNDS DISTRIBUTORS LLC

BD
CRD#: 31334
Portland, ME
Past

January 29, 2018 - December 31, 2023

FORESIDE FINANCIAL SERVICES, LLC

BD
CRD#: 148477
Concord, NH
Past

March 13, 2017 - December 31, 2023

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Concord, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/26/2024)
RR
Alaska
(2/22/2024)
RR
Arizona
(2/12/2024)
RR
Arkansas
(2/27/2024)
RR
California
(1/23/2024)
RR
Colorado
(1/9/2024)
RR
Connecticut
(1/26/2024)
RR
Delaware
(2/5/2024)
RR
District of Columbia
(3/13/2024)
RR
Florida
(3/22/2024)
RR
Georgia
(1/30/2024)
RR
Illinois
(6/28/2024)
RR
Indiana
(3/13/2024)
RR
Maine
(1/26/2024)
RR
Maryland
(2/28/2024)
RR
Massachusetts
(5/16/2024)
RR
Minnesota
(4/16/2024)
RR
Missouri
(3/12/2024)
RR
Nebraska
(1/26/2024)
RR
New Hampshire
(2/22/2024)
RR
New Jersey
(1/30/2024)
RR
New Mexico
(2/16/2024)
RR
Ohio
(5/8/2024)
RR
Oregon
(1/26/2024)
RR
Pennsylvania
(1/25/2024)
RR
Puerto Rico
(3/26/2024)
RR
South Dakota
(3/19/2024)
RR
Tennessee
(2/7/2024)
RR
Texas
(2/2/2024)
RR
Utah
(1/19/2024)
RR
Vermont
(1/26/2024)
RR
Virgin Islands
(2/16/2024)
RR
Virginia
(2/7/2024)
RR
Washington
(1/24/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 2/10/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/9/2024
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2017
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/18/2019
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PD
PINE DISTRIBUTORS LLC
PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: , 8-71004

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Mailing Address
501 S. Cherry Street Suite 610, Denver, CO 80246
Phone number
(720) 651-8092
Established
Delaware since 08/30/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PINE DISTRIBUTORS LLC

CRD#: 323408Durham, ME

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