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Daryn Steve Levesque

PINE DISTRIBUTORS
DURHAM, ME
·CRD# 6482085·9 years experience

Professional Summary

Daryn Steve Levesque, who also goes by Daryn S Levesque Sr., Daryn S Levesque, Daryn Steve Levesque, Daryn Levesque, is a registered financial advisor currently at PINE DISTRIBUTORS LLC located in Durham, Maine. Daryn is registered as a RR (Registered Representative) and started their career in finance in 2017. Daryn has worked at 16 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Daryn S Levesque Sr., Daryn S Levesque, Daryn Steve Levesque, Daryn Levesque

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

PINE DISTRIBUTORS LLC·CRD# 323408
BD
1. Durham, ME2. Omaha, NE
January 9, 2024 - Present
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
March 31, 2020 - December 31, 2023
COMPASS DISTRIBUTORS, LLC·CRD# 172662
BD
Portland, ME
August 12, 2019 - October 11, 2023
FORESIDE DISTRIBUTION SOLUTIONS, LLC·CRD# 118787
BD
Portland, ME
January 29, 2018 - November 14, 2019
FORESIDE ASSOCIATES, LLC·CRD# 13494
BD
Portland, ME
January 29, 2018 - November 14, 2019
BD COMPLIANCE SOLUTIONS, LLC·CRD# 30188
BD
Portland, ME
January 29, 2018 - May 1, 2020
FAIRHOLME DISTRIBUTORS, LLC·CRD# 150987
BD
Portland, ME
January 29, 2018 - June 23, 2020
SMEAD FUNDS DISTRIBUTORS, LLC·CRD# 173734
BD
Portland, ME
January 29, 2018 - December 31, 2022
STERLING CAPITAL DISTRIBUTORS, LLC·CRD# 103934
BD
Portland, ME
January 29, 2018 - December 31, 2022
NORTHERN FUNDS DISTRIBUTORS, LLC·CRD# 45943
BD
Portland, ME
January 29, 2018 - December 31, 2022
FUNDS DISTRIBUTOR, LLC·CRD# 7174
BD
Portland, ME
January 29, 2018 - December 31, 2022
FORESIDE DISTRIBUTION SERVICES, L.P.·CRD# 15634
BD
Portland, ME
January 29, 2018 - December 31, 2022
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Portland, ME
January 29, 2018 - December 31, 2023
FORESIDE FUNDS DISTRIBUTORS LLC·CRD# 31334
BD
Portland, ME
January 29, 2018 - December 31, 2023
FORESIDE FINANCIAL SERVICES, LLC·CRD# 148477
BD
Concord, NH
January 29, 2018 - December 31, 2023
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Concord, NH
March 13, 2017 - December 31, 2023

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Current Firm

PD
PINE DISTRIBUTORS LLC

PINE DISTRIBUTORS LLC

CRD#: 323408 / SEC#: 8-71004
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Mailing Address

501 S. Cherry Street Suite 610, Denver, CO 80246

Phone Number

(720) 651-8092

Established

Delaware since 08/30/2022

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
PINE ADVISOR SOLUTIONS LLCMEMBER—
FAIRBANKS, MARK ALANPRESIDENT1847318
LEVESQUE, DARYNCOO6482085
MOSCARITOLO, SUSAN KALLAICCO2618909
WAGSTAFF, CONNER FRED IIIFINOP1427591
WOODCOCK, ALEXANDER JAMESPFO6454017

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(2/26/2024)
RR
Alaska
(2/22/2024)
RR
Arizona
(2/12/2024)
RR
Arkansas
(2/27/2024)
RR
California
(1/23/2024)
RR
Colorado
(1/9/2024)
RR
Connecticut
(1/26/2024)
RR
Delaware
(2/5/2024)
RR
District of Columbia
(3/13/2024)
RR
Florida
(3/22/2024)
RR
Georgia
(1/30/2024)
RR
Illinois
(6/28/2024)
RR
Indiana
(3/13/2024)
RR
Maine
(1/26/2024)
RR
Maryland
(2/28/2024)
RR
Massachusetts
(5/16/2024)
RR
Minnesota
(4/16/2024)
RR
Missouri
(3/12/2024)
RR
Nebraska
(1/26/2024)
RR
New Hampshire
(2/22/2024)
RR
New Jersey
(1/30/2024)
RR
New Mexico
(2/16/2024)
RR
Ohio
(5/8/2024)
RR
Oregon
(1/26/2024)
RR
Pennsylvania
(1/25/2024)
RR
Puerto Rico
(3/26/2024)
RR
South Dakota
(3/19/2024)
RR
Tennessee
(2/7/2024)
RR
Texas
(2/2/2024)
RR
Utah
(1/19/2024)
RR
Vermont
(1/26/2024)
RR
Virgin Islands
(2/16/2024)
RR
Virginia
(2/7/2024)
RR
Washington
(1/24/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2020About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2024About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2017About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 2019About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Daryn Steve Levesque's CRS (Customer Relationship Summary).

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