LR
Lori J. Reiman
EMPOWER ADVISORY GROUP
Champlin, MN
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CRD#: 6480938
LR
Professional summary
Lori Jean Reiman, who also goes by Lori J Barney, Lori J Reiman, Lori Jean Reiman, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Champlin, Minnesota and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Lori has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori J Barney | Lori J Reiman | Lori Jean Reiman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NO ENTITY, BUSINESS OR ORGANIZATION. I WILL BE SELLING HANDMADE GREETING CARDS TO WHICH I WILL RECEIVE COMPENSATION. POSITION: No business entity, just myself, selling cards to friends and family. NATURE: Arts, Entertainment, and Recreation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/26/2021 ADDRESS: 11445 Edgewood Pl N, Champlin MN 55316, United States DESCRIPTION: Using standard card-making supplies, I make handmade cards in my craft room as a hobby and I would like to sell to friends and family.
CRS (Client Relationship Summary) - RIA
Click below to view Lori Jean Reiman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 15, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Champlin, MN
Current
May 28, 2025 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
March 15, 2021 - December 10, 2024
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
NEWARK, NJ
Past
September 12, 2018 - March 15, 2021
PRUDENTIAL SELECT STRATEGIES LLC
RIA
CRD#: 286153
PLYMOUTH, MN
Past
July 25, 2018 - December 10, 2024
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
April 26, 2017 - May 9, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PLYMOUTH, MN
Past
November 3, 2016 - April 12, 2017
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
ANOKA, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/28/2025)
RR
Alaska(5/28/2025)
RR
Arizona(5/28/2025)
RR
Arkansas(5/28/2025)
RR
California(5/28/2025)
RR
Connecticut(5/28/2025)
RR
Delaware(5/28/2025)
RR
Georgia(5/28/2025)
RR
Hawaii(5/28/2025)
RR
Idaho(5/28/2025)
RR
Illinois(5/28/2025)
RR
Indiana(5/28/2025)
RR
Iowa(5/28/2025)
RR
Kansas(5/28/2025)
RR
Kentucky(5/28/2025)
RR
Maine(5/28/2025)
RR
Massachusetts(5/28/2025)
RR
Michigan(5/28/2025)
IAR
Minnesota(5/15/2025)
RR
Minnesota(5/28/2025)
RR
Mississippi(5/28/2025)
RR
Missouri(5/28/2025)
RR
Montana(5/28/2025)
RR
Nebraska(5/28/2025)
RR
Nevada(5/28/2025)
RR
New Hampshire(5/28/2025)
RR
New Jersey(5/28/2025)
RR
New Mexico(5/28/2025)
RR
New York(5/28/2025)
RR
North Carolina(5/28/2025)
RR
North Dakota(5/28/2025)
RR
Oklahoma(5/28/2025)
RR
Oregon(5/28/2025)
RR
Pennsylvania(5/28/2025)
RR
Rhode Island(5/28/2025)
RR
South Carolina(5/28/2025)
RR
South Dakota(5/28/2025)
RR
Tennessee(5/28/2025)
RR
Texas(5/28/2025)
RR
Utah(5/28/2025)
RR
Vermont(5/28/2025)
RR
Virginia(5/28/2025)
RR
Washington(5/28/2025)
RR
West Virginia(5/28/2025)
RR
Wisconsin(5/28/2025)
RR
Wyoming(5/28/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
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Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
