BP
Brian E. Poetter
STATE FARM INVESTMENT MANAGEMENT
Perrysburg, OH 43551
Some features on this profile are disabled
CRD#: 6480588
BP
Professional summary
Brian Edmund Poetter, who also goes by Brian Edmund Poetter, Brian Poetter, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Perrysburg, Ohio and STATE FARM VP MANAGEMENT CORP. located in Bloomington, Illinois.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Brian has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Edmund Poetter | Brian Poetter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FanBags Cornhole, Non-Investment-Related, 3427 E 83rd St., Merrillville, IN 46410, Retail, Owner, 10/1/2019, 2, 0, Share social media posts after business hours or on weekends. 2) Theta Chi Fraternity- Delta Kappa; non-investment-related; 865 W Carmel Dr Carmel IN 46032; Board Member; I will be serving on the alumni board for my fraternity.; 01/01/2022; 2/0; I will be sitting on the recruitment board. This role allows me to work with the undergraduate members and work with them on recruiting members of the fraternity. 3) Saddlebrook Hoa; Non- Investment-Related; 24969 Saddlehorn Dr Perrsburg OH 43551; Association/ Committee/ Council; Homeowners Association for the subdivision I reside; 01/01/2025; 2; 0; I approve or disapprove the installment of pools, hot tubs, housing additions, and the improvements to homes exterior as per the covenants. 4) KODA PROPERTIES; Investment-related; 24969 Saddle Horn Dr Perrysburg OH 43551; Investment or Commercial Properties-Rental of commercial investment properties; Owner; 01/21/2022; LLC; 1/0; none. 5) DK Way; Investment-Related; Online; Education; Partner; 05/31/2024; 4; 0; DK Way is a education and training program for people to learn the game of cornhole. DK Way provides access to Derrick King who is a professional cornhole player. Customers learn how to play the game as well as different tactics on how to improve their performance.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Edmund Poetter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 22, 2022 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 24969 Saddle Horn Dr, Perrysburg, OH 43551RIA
CRD#: 3487
Perrysburg, OH
Current
October 28, 2020 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: One State Farm Plaza, Bloomington, IL 61710-0001BD
CRD#: 43036
BLOOMINGTON, IL
Past
December 5, 2018 - July 29, 2020
W&S BROKERAGE SERVICES, INC.
BD
CRD#: 8099
MERRILLVILLE, IN
Past
April 25, 2016 - June 18, 2018
FARMERS FINANCIAL SOLUTIONS, LLC
BD
CRD#: 103863
MERRILLVILLE, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(10/29/2020)
IAR
Ohio(2/22/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
