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TB

Tyler A. Brautigan

COMMONWEALTH FINANCIAL SERVICES
Wheeling, WV 26003
Some features on this profile are disabled
CRD#: 6480258
TB

Professional summary

Tyler Andrew Brautigan is a registered financial advisor currently at COMMONWEALTH FINANCIAL SERVICES located in Wheeling, West Virginia.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Tyler has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Personal real estate holding (no registered name). This business is not investment-related. 911 Wheeling Ave., Glen Dale, WV 26038. Residential real estate rental complex. Owner. Start date - November 2022. Approximately 5 hours per month devoted to this business; with less than 1 hour per month devoted during securities trading hours. Duties include property maintenance.*******President of Helping Heroes, Inc, oversees financials and monthly operations, 1 hour per month outside of trading hours since 6/21/2017

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Andrew Brautigan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 9, 2024 - Present

COMMONWEALTH FINANCIAL SERVICES

Office #1: 21 Warden Run Road #201, Wheeling, WV 26003
RIA
CRD#: 324930
Wheeling, WV
Past

June 9, 2021 - July 24, 2024

HAZLETT, BURT & WATSON, INC.

RIA
CRD#: 396
WHEELING, WV
Past

June 9, 2021 - July 24, 2024

HAZLETT, BURT & WATSON, INC.

BD
CRD#: 396
WHEELING, WV
Past

March 8, 2016 - July 7, 2021

UNITED BROKERAGE SERVICES, INC

RIA
CRD#: 39062
WHEELING, WV
Past

August 4, 2015 - July 7, 2021

UNITED BROKERAGE SERVICES, INC

BD
CRD#: 39062
WHEELING, WV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
COMMONWEALTH FINANCIAL SERVICES
COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD#: 324930 / SEC#: 801-127499

RIA
Registered Investment Advisory firm - (3/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
West Virginia
(5/9/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/25/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/2015
General Securities Representative Examination

Current Firm

CF
COMMONWEALTH FINANCIAL SERVICES
COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD#: 324930 / SEC#: 801-127499

RIA
Registered Investment Advisory firm - (3/22/2023 Approved)
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Contact information

Main Address
373 Timberline Parkway, Vienna, WV 26105
Mailing Address
Phone number
(304) 422-3531
Established
Firm type
Fiscal year end
# of Employees
26

SEC notice filing (20 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/22/2025)
FORM ADV APP--WRAP FEE PROGRAM (10/22/2025)

Regulatory assets under management

Total Number of Accounts4,851
AUM (Assets Under Management)$ 774,786,979

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMMONWEALTH FINANCIAL SERVICES

CRD#: 324930Wheeling, WV 26003

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