Joseph W. Sarosy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph W Sarosy was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 2016. Joseph had worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2019 - November 21, 2019
BITOODA TECHNOLOGIES LLC
June 13, 2018 - November 16, 2018
AEON CAPITAL INC
January 7, 2016 - June 14, 2016
RANGE GLOBAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 2/4/2019
Investment Banking Registered Representative ExaminationCurrent Firm
BITOODA TECHNOLOGIES LLC
CRD#: 297644 / SEC#: , 8-70172
Contact information
FINRA licenses (17 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
