Philip D. Oster
Professional summary
Philip David Oster, who also goes by Phil Oster, Philip Oster, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Lisle, Illinois.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2015. Philip has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip David Oster's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 14, 2022 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 3333 Warrenville Road Suite 350, Lisle, IL 60532October 10, 2016 - April 18, 2022
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
September 9, 2015 - August 11, 2016
PERFORMANCE TRUST CAPITAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2022)
(1/2/2025)
(4/4/2025)
(4/4/2025)
(1/2/2025)
(4/4/2025)
Exams
FINRA
Current Firm
FORESIDE FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
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