HJ
Horace J. Johnson
TRUIST ADVISORY SERVICES
ATLANTA, GA 30308
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CRD#: 6478782
HJ
Professional summary
Horace James Johnson III, who also goes by H James Johnson III, Horace James Johnson, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Atlanta, Georgia and TRUIST INVESTMENT SERVICES, INC. located in Atlanta, Georgia.
Horace is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Horace has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
H James Johnson Iii | Horace James Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTIES POSITION: Partner NATURE: residential apartments leased to tenants INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/27/2021 ADDRESS: Covington GA, United States DESCRIPTION: Property management duties including collection of rents and completing maintenance requests. OPTIMAL TRUCKING POSITION: Partner NATURE: Over the road freight transportation. Day to day business is conducted by a management company. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 09/19/2020 ADDRESS: Covington GA, United States DESCRIPTION: No day-to-day responsibilities, a management company oversees all operations. ARTS ASSOCIATION OF NEWTON COUNTY POSITION: Board Member NATURE: non-profit dedicated to introducing and expanding the arts of dance, music and colorful artistry to the broader newton and surrounding counties. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2021 ADDRESS: Covington GA, United States DESCRIPTION: Governance of executive leadership's roles and responsibilities as a board member.
CRS (Client Relationship Summary) - RIA
Click below to view Horace James Johnson III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2022 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 33, Atlanta, GA 30308RIA
CRD#: 283390
ATLANTA, GA
Current
June 6, 2022 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 303 Peachtree St, Ne Fl 15, Atlanta, GA 30308BD
CRD#: 17499
ATLANTA, GA
Past
June 19, 2015 - May 31, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
WILLIAMSBURG, VA
Past
May 28, 2015 - May 31, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
WILLIAMSBURG, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(6/6/2022)
IAR
Georgia(6/6/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
RIA
Registered Investment Advisory firm - (5/18/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,469
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
