Thomas Nathanael Shepherd
Professional Summary
Thomas Nathanael Shepherd, who also goes by T Nathanael Shepherd, Nate Shepherd, is a registered financial advisor currently at HARBOR VIEW ADVISORS, LLC located in Neptune Beach, Florida. Thomas is registered as a RR (Registered Representative) and started their career in finance in 2015. Thomas has worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
T Nathanael Shepherd, Nate Shepherd
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
HARBOR VIEW ADVISORS, LLC | HVA SECURITIES, LLC
Contact Information
Main Address
310 3rd Street Suite 201, Neptune Beach, FL 32266Mailing Address
310 3rd Street Suite 201, Neptune Beach, FL 32266Phone Number
(904) 285-4278Established
Florida since 07/15/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (7 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/3/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Dec 2015About the Series 79 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Thomas Nathanael Shepherd's CRS (Customer Relationship Summary).
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