Nicholas I. Cohen

ALASKA WEALTH ADVISORS

Anchorage, AK 99503

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CRD#: 6478467

Professional summary

Nicholas Isaac Cohen, CFP®, who also goes by Nic Cohen, Nicholas Cohen, is a registered financial advisor currently at ALASKA WEALTH ADVISORS located in Anchorage, Alaska.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nicholas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nic Cohen | Nicholas Cohen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME: ALASKA ALLSTARS HOCKEY ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: P.O. BOX 241805, ANCHORAGE, AK 99524; NATURE OF BUSINESS: YOUTH SPORTS; POSITION/TITLE: DIRECTOR AND HOCKEY COACH; START DATE: 06/01/2022; NUMBER OF HOURS: LESS THAN 1 HOUR PER MONTH; NUMBER OF HOURS DURING SECURITIES TRADING HOURS: LESS THAN 1 HOUR PER MONTH; DUTIES: A VOTING MEMBER OF THE ORGANIZATION TO GUIDE ITS DIRECTION AND USE OF FINANCIAL RESOURCES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Isaac Cohen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

June 21, 2019 - Present

ALASKA WEALTH ADVISORS

Office #1: 3800 Centerpoint Drive Suite 910, Anchorage, AK 99503

RIA

CRD#: 172151

Anchorage, AK

Past

May 26, 2017 - May 24, 2019

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Anchorage, AK

Past

May 26, 2017 - May 24, 2019

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Anchorage, AK

Past

April 18, 2016 - April 17, 2017

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

ANCHORAGE, AK

Past

April 18, 2016 - April 17, 2017

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

ANCHORAGE, AK

Past

January 20, 2016 - March 19, 2016

WADDELL & REED

RIA

CRD#: 866

ANCHORAGE, AK

Past

January 20, 2016 - March 19, 2016

WADDELL & REED

CRD#: 866

ANCHORAGE, AK

Past

November 5, 2015 - November 11, 2015

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SCOTTSDALE, AZ

Past

August 24, 2015 - November 11, 2015

EQUITABLE ADVISORS, LLC

CRD#: 6627

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALASKA WEALTH ADVISORS

ALASKA WEALTH ADVISORS | AWMI | APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC

CRD#: 172151 / SEC#: 801-80133

RIA

Registered Investment Advisory firm - (8/25/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alaska
(6/21/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/23/2015

General Securities Representative Examination

Current Firm

ALASKA WEALTH ADVISORS

ALASKA WEALTH ADVISORS | AWMI | APCM WEALTH MANAGEMENT FOR INDIVIDUALS, LLC

CRD#: 172151 / SEC#: 801-80133

RIA

Registered Investment Advisory firm - (8/25/2014 Approved)

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Contact information

Main Address

3800 Centerpoint Drive Suite 910, Anchorage, AK 99503

Mailing Address

Phone number

(907) 272-7575

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWA 2A (11/5/2025)

Regulatory assets under management

Total Number of Accounts	2,008
AUM (Assets Under Management)	$ 925,384,680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas I. Cohen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Isaac Cohen's CRS (Customer Relationship Summary).

Certified licenses

Experience

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

WADDELL & REED

WADDELL & REED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

ALASKA WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/23/2015

Current Firm

ALASKA WEALTH ADVISORS

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALASKA WEALTH ADVISORS

TRUST BUT VERIFY

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