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RN

Robert Nanni

TEMPLUM MARKETS LLC
New York, NY 10017
Some features on this profile are disabled
CRD#: 6478174
RN

Professional summary

Robert Nanni, who also goes by Robert Joseph Nanni, is a registered financial professional currently at TEMPLUM MARKETS LLC located in New York, New York.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2016. Robert has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Robert Joseph Nanni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Nanni's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 14, 2018 - Present

TEMPLUM MARKETS LLC

Office #1: 315 Madison Ave 3rd Fl, New York, NY 10017
BD
CRD#: 102840
New York, NY
Past

May 1, 2017 - March 9, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

August 4, 2016 - March 9, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
NEW CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/2/2022)
RR
Colorado
(2/2/2022)
RR
Connecticut
(2/2/2022)
RR
Delaware
(2/2/2022)
RR
Florida
(2/2/2022)
RR
Georgia
(2/2/2022)
RR
Illinois
(2/2/2022)
RR
Louisiana
(2/2/2022)
RR
Maryland
(2/2/2022)
RR
Massachusetts
(2/2/2022)
RR
Minnesota
(3/4/2022)
RR
New Jersey
(2/2/2022)
RR
New York
(6/14/2018)
RR
North Carolina
(2/2/2022)
RR
Pennsylvania
(2/2/2022)
RR
South Carolina
(2/2/2022)
RR
South Dakota
(1/25/2023)
RR
Texas
(2/2/2022)
RR
Utah
(5/18/2024)
RR
Wyoming
(2/2/2022)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/28/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 9/1/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/4/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/17/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TM
TEMPLUM MARKETS LLC
GENESIS SECURITIES, INC. | VISIONQUEST SECURITIES, LLC. | TEMPLUM MARKETS LLC | OUISA CAPITAL LLC | LIQUID M CAPITAL LLC | GENESIS SECURITIES, LLC

CRD#: 102840 / SEC#: , 8-52169

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
315 Madison Ave 3rd Fl, New York, NY 10017
Mailing Address
315 Madison Ave 3rd Fl, New York, NY 10017
Phone number
(332) 895-5038
Established
Delaware since 01/25/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TEMPLUM, INC.SHAREHOLDER
LEE, EDWARD JCHIEF COMPLIANCE OFFICER4150803
RAMOS, JOSEPH MARIOPFO/POO, CEO/PRESIDENT2065829
VALLONE, ROBERT GERARDFINOP6836338

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TEMPLUM MARKETS LLC

CRD#: 102840New York, NY 10017

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