JM
John R. Mazza
AMERITAS ADVISORY SERVICES
SUMMERFIELD, NC 27358
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CRD#: 6477613
JM
Professional summary
John Richard Mazza, who also goes by John Mazza, John Richard Mazza, is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Summerfield, North Carolina and AMERITAS INVESTMENT COMPANY, LLC located in Summerfield, North Carolina.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. John has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Mazza | John Richard Mazza
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SOUTHEAST FINANCIAL SERVICES, INC; 101 S ELM ST STE 220, GREENSBORO NC 27401; INV REL; BOUTIQUE ADVISORY FIRM THAT OFFERS FINANCIAL SERVICES THAT ARE BOTH PERSONAL AND PRIVATE-INVESTMENT ADVICE, INSURANCE PLANNING, WEALTH MANAGEMENT, AND RETIREMENT PLANNING SERVICES; FINANCIAL ADVISOR; START DATE=08/2016; HRS/MO=160; TRADING HRS/MO=130; CONTACTING NEW CLIENTS AND GENERATING NEW BUSINESS, MEETING WITH CLIENTS AND COUNSELING THEM ON THEIR FINANCES AND INSURANCE NEEDS, ASSISTING THEM IN FIRMING UP THEIR RETIREMENT PLANS, AND OFFERING ADVICE ABOUT INVESTING * Summerfield Wealth Advisors LLC; same as branch, inv rel; boutique advisory firm that offers financial services-investment advice, insurance planning, wealth management and retirement planning services; Owner; start date=01/2021; hrs/mo=160; trading hrs/mo=130; contacting new clients and generating new business, meeting with clients and counseling them on their finances and insurance needs, assisting them in firming up their retirement plans and offering advice about investing * NAIFA PAC; 2901 Telestar Ct, Falls Court VA 22042; non-inv rel; Insurance and Financial Advisors Political Action Committee-allows contributors to combine their financial support to candidates who understand and support our industry; Contributor; start date=10/2020; hrs/mo=3; trading hrs/mo=0; member of the government relations committee for NC * CFBB Pictures, LLC; 2642 Stratford Dr, Greensboro NC 27408; non-inv rel; film; Executive Producer and Actor; start date=08/2018; hrs/mo=5; trading hrs/mo=0; help secure locations, goods and services, actors, interview people, talk to the media and just help overall * Film Producer; same as residence; non-inv rel; filmmakers approach me with an idea and a script they want to film and put on the film festival circuit; Executive Producer; start date=03/2019; hrs/mo=1; trading hrs/mo=0; help produce short films-coordinating cast, crew and locations as well as financial support to each film * Bsides Triad; 304 N Greene St, Greensboro, NC 27401; non-inv rel; Community-driven framework for building events for and by information security community members; Treasurer; start date=07/2022; hrs/mo=1; trading hrs/mo=0; Help with scheduling, logo design, and perform auditing
CRS (Client Relationship Summary) - RIA
Click below to view John Richard Mazza's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 1, 2021 - Present
AMERITAS ADVISORY SERVICES, LLC
Office #1: 7092 Summerfield Rd Ste B, Summerfield, NC 27358RIA
CRD#: 317245
SUMMERFIELD, NC
Current
August 4, 2016 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 7092 Summerfield Rd Ste B, Summerfield, NC 27358BD
CRD#: 14869
Summerfield, NC
Past
August 19, 2016 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
GREENSBORO, NC
Past
June 3, 2015 - May 10, 2016
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/23/2017)
RR
Hawaii(2/11/2025)
RR
Idaho(1/2/2020)
RR
Illinois(5/26/2021)
RR
Maryland(2/7/2019)
RR
Missouri(10/8/2021)
RR
Montana(2/12/2021)
RR
New Mexico(4/19/2023)
RR
North Carolina(8/4/2016)
IAR
North Carolina(11/1/2021)
RR
South Carolina(4/11/2017)
RR
Texas(11/24/2020)
IAR
Texas(11/1/2021)
RR
Utah(3/8/2021)
RR
Virginia(3/7/2018)
RR
Washington(5/15/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
AMERITAS ADVISORY SERVICES, LLC
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245 / SEC#: 801-55153
RIA
Registered Investment Advisory firm - (1/13/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 O Street, Lincoln, NE 68510
Mailing Address
Phone number
(800) 335-9858
Established
Firm type
Fiscal year end
# of Employees
560
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 41,501 |
| AUM (Assets Under Management) | $ 11,506,548,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 07/23/2024 | ||
| 07/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERITAS ADVISORY SERVICES, LLC
CRD#: 317245Summerfield, NC 27358TRUST BUT VERIFY
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