Sarah A. Gianpetro
Professional summary
Sarah Ann Gianpetro, who also goes by Sarah Ann Brubaker, is a registered financial professional currently at WALLEYE TRADING LLC located in Wayzata, Minnesota.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2022. Sarah has worked at 1 firm and has passed the Series 99TO, SIE and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarah Ann Gianpetro's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 6, 2022 - Present
WALLEYE TRADING LLC
Office #1: 401 Lake Street East 3rd Floor, Wayzata, MN 55391State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 5/21/2024
Operations Professional ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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