Karina Ocon
Professional Summary
Karina Ocon, who also goes by Karina A Ocon, is a registered financial advisor currently at CREDICORP CAPITAL LLC located in Miami, Florida. Karina is registered as a RR (Registered Representative) and started their career in finance in 2015. Karina has worked at 3 firms and has passed the Series 7TO, SIE, Series 99 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karina A Ocon
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
11 years in the financial services industry
Current & Past Employments
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Current Firm
CREDICORP CAPITAL LLC | ULTRALAT SECURITIES, INC. | ULTRALAT SECURITIES INC. | ULTRALAT CORPORATION | ULTRALAT CAPITAL MARKETS, LLC | ULTRALAT CAPITAL MARKETS, INC. | ULTRALAT CAPITAL MARKETS INC. | ULTRALAT CAPITAL MARKETS
Contact Information
Main Address
1111 Brickell Avenue Suite 2825, Miami, FL 33131Mailing Address
1111 Brickell Avenue Suite 2825, Miami, FL 33131Phone Number
(305) 455-0971Established
Florida since 05/02/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(8/30/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Karina Ocon's CRS (Customer Relationship Summary).
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