MW
Mark E. Wiseman
BROWN EDWARDS WEALTH STRATEGIES
ROANOKE, VA 24018
Some features on this profile are disabled
CRD#: 6474525
MW
Professional summary
Mark Edward Wiseman is a registered financial advisor currently at BROWN EDWARDS WEALTH STRATEGIES located in Roanoke, Virginia.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mark has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BROWN, EDWARDS & COMPANY, LLP 3906 ELECTRIC ROAD, ROANOKE, VA 24018, NON-INVESTMENT RELATED, NOVEMBER 1989 TO PRESENT PARTNER / CPA DEVOTES 40 HOURS PER WEEK MOST OF WHICH ARE DURING SECURITIES TRADING HOURS. MEMBERS OF BEC VENTURES, LLC AND LLC MEMBER. NON INVESTMENT RELATED. ENTITY STARTED IN OCTOBER 2015 AND OWNERSHIP BEGAN AT THAT TIME. 513 STATE STREET, BRISTOL, VA 24201 SHAREHOLDER OF THE BUILDING AT THE SAME LOCATION. LESS THAN 1 HOUR PER MONTH DEDICATED TO THIS ACTIVITY DURING SECURITY TRADING HOURS AND VOTING IS THE ONLY DUTY ASSOCIATED WITH THIS VENTURE.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Edward Wiseman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 21, 2015 - Present
BROWN EDWARDS WEALTH STRATEGIES
Office #1: 3906 Electric Road, Roanoke, VA 24018RIA
CRD#: 173559
ROANOKE, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BE
BROWN EDWARDS WEALTH STRATEGIES
ALLIANCE WEALTH STRATEGIES, LLC | BROWN EDWARDS WEALTH STRATEGIES
CRD#: 173559 / SEC#: 801-117391
RIA
Registered Investment Advisory firm - (9/23/2019 Approved)Tennessee
Registered Investment Advisory firm - (10/11/2019 Terminated)Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)West Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(4/21/2015)
IAR
West Virginia(1/18/2017)
Current Firm
BE
BROWN EDWARDS WEALTH STRATEGIES
ALLIANCE WEALTH STRATEGIES, LLC | BROWN EDWARDS WEALTH STRATEGIES
CRD#: 173559 / SEC#: 801-117391
RIA
Registered Investment Advisory firm - (9/23/2019 Approved)Tennessee
Registered Investment Advisory firm - (10/11/2019 Terminated)Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)West Virginia
Registered Investment Advisory firm - (10/11/2019 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
828 Main Street Suite 1401, Lynchburg, VA 24504
Mailing Address
Phone number
(434) 948-9000
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 555 |
| AUM (Assets Under Management) | $ 330,683,413 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/02/2024 | ||
| 12/28/2023 | ||
| 11/29/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BROWN EDWARDS WEALTH STRATEGIES
CRD#: 173559Roanoke, VA 24018TRUST BUT VERIFY
Monitor Mark Wiseman
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
