Madeline A. Fuhring
Professional summary
Madeline A Fuhring, who also goes by Madeline Angela Fuhring, is a registered financial professional currently at NYLIFE SECURITIES LLC located in New York, New York.
Madeline is registered as a RR (Registered Representative) and started their career in finance in 2015. Madeline has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Madeline A Fuhring's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 26, 2024 - Present
NYLIFE SECURITIES LLC
Office #1: 51 Madison Ave. Room 713, New York, NY 10010August 5, 2021 - February 14, 2022
SANTANDER SECURITIES LLC
August 4, 2021 - February 14, 2022
SANTANDER SECURITIES LLC
January 19, 2017 - July 28, 2021
J.P. MORGAN SECURITIES LLC
January 13, 2017 - July 28, 2021
J.P. MORGAN SECURITIES LLC
October 29, 2015 - December 14, 2016
EQUITABLE ADVISORS, LLC
September 9, 2015 - December 14, 2016
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/10/2024)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
