Nelson R. Matzen

FORVIS MAZARS WEALTH ADVISORS

New York, NY 10020

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CRD#: 6470604

Professional summary

Nelson Robert Matzen, CFP®, who also goes by Nelson Matzen, is a registered financial advisor currently at FORVIS MAZARS WEALTH ADVISORS, LLC located in New York, New York.

Nelson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Nelson has worked at 9 firms and has passed the Series 65, Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nelson Matzen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nelson Robert Matzen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

January 14, 2026 - Present

FORVIS MAZARS WEALTH ADVISORS, LLC

Office #1: 135 West 50th Street, New York, NY 10020Office #2: 200 South Wood Avenue Suite 125, Iselin, NJ 08830Office #3: 60 Crossways Park Drive West Suite 301, Woodbury, NY 11797

RIA

CRD#: 110905

New York, NY

Past

February 28, 2025 - January 2, 2026

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

NEW YORK, NY

Past

February 28, 2025 - January 2, 2026

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK, NY

Past

November 6, 2024 - January 24, 2025

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

February 2, 2021 - January 24, 2025

CRD#: 13686

Irving, TX

Past

May 20, 2016 - November 17, 2016

BRIGHT WEALTH MANAGEMENT, LLC

RIA

CRD#: 169771

LEWISVILLE, TX

Past

January 1, 2016 - May 6, 2016

LOWELL & COMPANY, INC.

RIA

CRD#: 24913

DALLAS, TX

Past

August 21, 2015 - May 6, 2016

LOWELL & COMPANY, INC.

CRD#: 24913

LUBBOCK, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORVIS MAZARS WEALTH ADVISORS, LLC

CRD#: 110905 / SEC#: 801-56928

RIA

Registered Investment Advisory firm - (10/28/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/14/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Series 66

Date: 12/30/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2015

General Securities Representative Examination

Current Firm

FORVIS MAZARS WEALTH ADVISORS, LLC

CRD#: 110905 / SEC#: 801-56928

RIA

Registered Investment Advisory firm - (10/28/1999 Approved)

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Contact information

Main Address

910 East St Louis St, Springfield, MO 65806

Mailing Address

Phone number

(417) 831-7283

Established

Firm type

Fiscal year end

# of Employees

123

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A 1.2026 (1/22/2026)

Regulatory assets under management

Total Number of Accounts	13,227
AUM (Assets Under Management)	$ 9,751,986,659

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
09/18/2024	Cover Page	Report
01/23/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nelson R. Matzen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nelson Robert Matzen's CRS (Customer Relationship Summary).

Certified licenses

Experience

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

CETERA WEALTH SERVICES, LLC

AVANTAX INVESTMENT SERVICES, INC.

AVANTAX ADVISORY SERVICES

MARINER WEALTH

PLAND FINANCIAL

PLAND FINANCIAL

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

BRIGHT WEALTH MANAGEMENT, LLC

LOWELL & COMPANY, INC.

LOWELL & COMPANY, INC.

Primary Firm SEC Registration

FORVIS MAZARS WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/18/2025

Series 63

Date: 5/3/2025

Series 66

Date: 12/30/2015

SIE

Date: 7/2/2018

Series 7

Date: 8/21/2015

Current Firm

FORVIS MAZARS WEALTH ADVISORS, LLC

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORVIS MAZARS WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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