Jacob L. Fleming

SOLITUDE FINANCIAL SERVICES

CHARLOTTESVILLE, VA 22902

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CRD#: 6470155

Professional summary

Jacob Levi Fleming, who also goes by Jacob Fleming, is a registered financial advisor currently at SOLITUDE FINANCIAL SERVICES, INC. located in Charlottesville, Virginia.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jacob has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob Fleming

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Sole proprietor; Not investment-related; 6225 Indian Ridge Drive, Earlysville, VA 22936; Notarization services; Notary; 11/2021; 1-5 hours/month devoted; 1-5 hours/month devoted during securities trading hours; notarization services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Levi Fleming's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2024 - Present

SOLITUDE FINANCIAL SERVICES, INC.

Office #1: 236 East High Street, Charlottesville, VA 22902

RIA

CRD#: 150348

CHARLOTTESVILLE, VA

Past

October 27, 2021 - March 14, 2024

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

Charlottesville, VA

Past

October 13, 2021 - February 28, 2024

LPL FINANCIAL LLC

CRD#: 6413

CHARLOTTESVILLE, VA

Past

February 28, 2018 - January 11, 2021

TD AMERITRADE, INC.

RIA

CRD#: 7870

GLEN ALLEN, VA

Past

February 26, 2018 - December 31, 2020

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

CHARLOTTESVILLE, VA

Past

February 26, 2018 - January 11, 2021

TD AMERITRADE, INC.

CRD#: 7870

GLEN ALLEN, VA

Past

May 10, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

May 10, 2017 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

CHARLOTTESVILLE, VA

Past

July 31, 2015 - March 22, 2017

VALIC FINANCIAL ADVISORS, INC.

RIA

CRD#: 42803

NORTH CHESTERFIELD, VA

Past

June 25, 2015 - March 22, 2017

VALIC FINANCIAL ADVISORS, INC.

CRD#: 42803

NORTH CHESTERFIELD, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOLITUDE FINANCIAL SERVICES, INC.

GENE MICHAEL KOWALSKI | SOLITUDE FINANCIAL SERVICES, INC. | SOLITUDE FINANCIAL SERVICES | KOWALSKI CONSULTING

CRD#: 150348 / SEC#: 801-117235

RIA

Registered Investment Advisory firm - (8/23/2019 Approved)

Florida

Registered Investment Advisory firm - (11/8/2019 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2019 Terminated)

Virginia

Registered Investment Advisory firm - (11/8/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/12/2024)

IAR

Virginia
(3/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/22/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/2015

General Securities Representative Examination

Current Firm

SOLITUDE FINANCIAL SERVICES, INC.

GENE MICHAEL KOWALSKI | SOLITUDE FINANCIAL SERVICES, INC. | SOLITUDE FINANCIAL SERVICES | KOWALSKI CONSULTING

CRD#: 150348 / SEC#: 801-117235

RIA

Registered Investment Advisory firm - (8/23/2019 Approved)

Florida

Registered Investment Advisory firm - (11/8/2019 Terminated)

Texas

Registered Investment Advisory firm - (11/8/2019 Terminated)

Virginia

Registered Investment Advisory firm - (11/8/2019 Terminated)

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Contact information

Main Address

236 East High Street, Charlottesville, VA 22902

Mailing Address

Phone number

(434) 218-2201

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (2/12/2025)

Regulatory assets under management

Total Number of Accounts	668
AUM (Assets Under Management)	$ 283,963,291

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2024	Cover Page	Report
10/24/2023	Cover Page	Report
01/19/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jacob L. Fleming

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Levi Fleming's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE ADVISOR GROUP, LLC

LPL FINANCIAL LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

Primary Firm SEC Registration

SOLITUDE FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/22/2015

SIE

Date: 10/1/2018

Series 7

Date: 6/25/2015

Current Firm

SOLITUDE FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SOLITUDE FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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