Bari S. Mayer
Professional summary
Bari Shiva Mayer, who also goes by Shiva Mayer, is a registered financial professional currently at DRW EXECUTION SERVICES, LLC located in Chicago, Illinois.
Bari is registered as a RR (Registered Representative) and started their career in finance in 2015. Bari has worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Bari Shiva Mayer's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 18, 2026 - Present
DRW EXECUTION SERVICES, LLC
Office #1: 540 W. Madison St. Suite 2500, Chicago, IL 60661May 7, 2024 - June 6, 2026
CUMBERLAND SECURITIES LLC
September 28, 2017 - May 7, 2024
DRW SECURITIES, L.L.C.
August 19, 2015 - September 29, 2017
RGM SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
DRW EXECUTION SERVICES, LLC
CRD#: 290408 / SEC#: , 8-70030
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
DRW EXECUTION SERVICES, LLC
CRD#: 290408Chicago, IL 60661TRUST BUT VERIFY
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