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CRD#: 290408
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

DRW EXECUTION SERVICES, LLC is located at 540 W. Madison St. Suite 2500, Chicago, IL 60661 and was first established at Chicago, Delaware in 07/28/2010. After operating for 15 years, DRW EXECUTION SERVICES, LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of DRW EXECUTION SERVICES, LLC’s clients are individuals and 0% of their clients are high net worth individuals. DRW EXECUTION SERVICES, LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at DRW EXECUTION SERVICES, LLC are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access DRW EXECUTION SERVICES, LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at DRW EXECUTION SERVICES, LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for DRW EXECUTION SERVICES, LLC Comes From

Understanding the Statistics for DRW EXECUTION SERVICES, LLC and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
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Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
540 W. Madison St. Suite 2500, Chicago, IL 60661
Mailing Address
540 W. Madison St. Suite 2500, Chicago, IL 60661
Firm Size
Small
Phone Number
(312) 542-1000
Established
Delaware since 07/28/2010
Firm Type
Limited Liability Company
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
DRW HOLDINGS, LLCMEMBER
ARMOUR II, ROBERT WILLIAMCCO4447215
CALDWELL, CHRISTOPHER ROBERTDIRECTOR OF BROKER DEALER COMPLIANCE4182335
CALIXTO, CHRIZITACHIEF FINANCIAL OFFICER6564070
FOWLER, SCOTT ALANFINOP, PFO3004363
GARCHIK, ADAM TODDCEO2967638

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Advisor's working at DRW EXECUTION SERVICES, LLC

CC

Christopher Robert Caldwell

Chris R Caldwell, Christopher R Caldwell
RR
CRD#: 4182335
Location:
Chicago, IL 60661
Company:
DRW SECURITIES, L.L.C.
Disclosures:
Experience:
25 years
View Profile
RA

Robert William Armour Ii

RR
CRD#: 4447215
Location:
Chicago, IL 60661
Company:
DRW SECURITIES, L.L.C.
Disclosures:
Experience:
19 years
View Profile
JF

John David Farnsworth

John D Farnsworth
RR
CRD#: 5772865
Location:
Chicago, IL 60661
Company:
DRW EXECUTION SERVICES, LLC
Disclosures:
Experience:
12 years
View Profile
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