Sanjeev K. Subnani
Professional summary
Sanjeev Kumar Subnani, who also goes by Sanjeev Kumar Subnani, Sanjeev Subnani, Sanju Subnani, is a registered financial advisor currently at SUBNANI INVESTMENT RESEARCH, LLC located in Austin, Texas.
Sanjeev is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Sanjeev has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sanjeev Kumar Subnani's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 17, 2018 - Present
SUBNANI INVESTMENT RESEARCH, LLC
October 30, 2017 - December 31, 2017
SUBNANI INVESTMENT RESEARCH, LLC
March 20, 2017 - October 6, 2017
OSAIC SERVICES, INC.
March 20, 2017 - October 6, 2017
OSAIC SERVICES, INC.
January 28, 2016 - March 7, 2017
ONEAMERICA SECURITIES, INC.
October 20, 2015 - March 7, 2017
ONEAMERICA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/17/2018)
Exams
Current Firm
SUBNANI INVESTMENT RESEARCH, LLC
CRD#: 290044 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 7,492,359 |
Red Flags
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