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Mark S. Moskowitz-diaz

FARVAHAR CAPITAL LLC
Palm Beach, FL 33480
Some features on this profile are disabled
CRD#: 6469234
MM

Professional summary

Mark Steven Moskowitz-diaz, who also goes by Mark Steven Moskowitz Diaz, is a registered financial professional currently at FARVAHAR CAPITAL LLC located in Palm Beach, Florida.

Mark is registered as a RR (Registered Representative) and started their career in finance in 2017. Mark has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 57 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark Steven Moskowitz Diaz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Steven Moskowitz-diaz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 7, 2025 - Present

FARVAHAR CAPITAL LLC

Office #1: 214 Brazilian Avenue Suite 200-j, Palm Beach, FL 33480
BD
CRD#: 281901
Palm Beach, FL
Past

August 1, 2017 - June 18, 2025

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(7/7/2025)
RR
Florida
(7/7/2025)
RR
New York
(7/7/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 8/5/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 8/16/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 8/14/2018
Securities Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 8/1/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FC
FARVAHAR CAPITAL LLC
CLARITYSPRING SECURITIES LLC | FARVAHAR CAPITAL LLC

CRD#: 281901 / SEC#: , 8-69692

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
214 Brazilian Avenue Suite 200-j, Palm Beach, FL 33480
Mailing Address
214 Brazililan Avenue Suite 200-j, Palm Beach, FL 33480
Phone number
(561) 805-3588
Established
Delaware since 08/11/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OMEED MALIK ADVISORS LLC100% OWNER
GRAY, JOHN CLARKEFINOP/CFO1367440
MALIK, OMEEDCHIEF EXECUTIVE OFFICER / CHIEF COMPLIANCE OFFICER5845978

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FARVAHAR CAPITAL LLC

CRD#: 281901Palm Beach, FL 33480

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