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Mark Steven Moskowitz-diaz

FARVAHAR CAPITAL
PALM BEACH, FL
·CRD# 6469234·9 years experience

Professional Summary

Mark Steven Moskowitz-diaz, who also goes by Mark Steven Moskowitz, is a registered financial advisor currently at FARVAHAR CAPITAL LLC located in Palm Beach, Florida. Mark is registered as a RR (Registered Representative) and started their career in finance in 2017. Mark has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 57 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Steven Moskowitz

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

9 years in the financial services industry

Current & Past Employments

FARVAHAR CAPITAL LLC·CRD# 281901
BD
324 Royal Palm Way #300, Palm Beach, FL 33480
July 7, 2025 - Present
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
San Francisco, CA
August 1, 2017 - June 18, 2025

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Current Firm

FC
FARVAHAR CAPITAL LLC

CLARITYSPRING SECURITIES LLC | FARVAHAR CAPITAL LLC

CRD#: 281901 / SEC#: 8-69692
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

324 Royal Palm Way #300, Palm Beach, FL 33480

Mailing Address

324 Royal Palm Way #300, Palm Beach, FL 33480

Phone Number

(561) 805-3588

Established

Delaware since 08/11/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
OMEED MALIK ADVISORS LLC100% OWNER—
MALIK, OMEEDCHIEF EXECUTIVE OFFICER/POO5845978
OBRIEN-ADERHOLDT, MAUREENCCO4182378
VALENTINE, LEONARD JOSEPHFINOP & CFP8206131

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(7/7/2025)
RR
Florida
(7/7/2025)
RR
New York
(7/7/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2017About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Aug 2019About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 57 — Securities Trader Exam

Passed Aug 2018About the Series 57 exam

Series 7 — General Securities Representative Examination

Passed Aug 2017About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Mark Steven Moskowitz-diaz's CRS (Customer Relationship Summary).

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MM
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