JK
Jared H. Klingenberg
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Humboldt, IA 50548
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CRD#: 6469045
JK
Professional summary
Jared Herman Klingenberg is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Humboldt, Iowa and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Humboldt, Iowa.
Jared is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jared has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KLINK LLC, 825 16TH STREET SHELDON IA, 06/2018, AS OWNER OF LLC FOR TAX LIABILITY PURPOSES. NIR, 5/WK 0/TRADING 2) RENTAL HOME OWNER, SPIRIT LAKE HI, 10/2018. NIR, 5/YR 0/TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 4) CITIZENS STATE BANK, 8108 3RD AVE SHELDON IA, 03/2014, BANK EMPLOYEE, INV REL, 20/WK 0/TRADING 5) BANK IOWA, 506 SUMNER AVE HUMBOLDT IA, 09/2017. BANK EMPLOYEE. INV REL, 20/WK 20/TRADING 6) CITIZENS INVESTMENT CENTER/BANK IOWA INVESTMENT CENTER, 808 3RD AVE SHELDON IA, 10/2018, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 3/WK 3/TRADING 7) DICKINSON COUNTY, 1802 HILL AVE SPIRIT LAKE IA, POLL WORKER ON ELECTION DAY, 11/2020, NIR, 16/YR 8/TRADING 8) STATE LINE SUPPLEMENTS (SLS), JACKSON MN 56143, 04/2023, OWNER, SUPPLEMENT SALES, NIR, 15 HR/MO 0 HR/MO TRADING 9) CITIZENS INVESTMENT CENTER, 808 3rd Ave, Sheldon IA 51201, United States, 06/01/2015, Investment Advisor Representative, DBA Name, INV REL, 60 HR/MO - 80 HR/MO TRADING 10) BANK IOWA INVESTMENT CENTER, 506 Sumner Ave, Humboldt IA 51201, United States, 09/01/2017, Investment Advisor Representative, DBA Name, INV REL, 60 HR/MO - 80 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Jared Herman Klingenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 506 Sumner Ave., Humboldt, IA 50548Office #2: 808 Third Ave, Sheldon, IA 51201RIA
CRD#: 134139
Humboldt, IA
Current
October 20, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: Bank Iowa Investment Center 506 Sumner Ave., Humboldt, IA 50548Office #2: Citizens Investment Center 808 Third Ave., Sheldon, IA 51201BD
CRD#: 39543
Humboldt, IA
Past
August 5, 2015 - October 20, 2018
INVESTMENT ADVISORS CORP
RIA
CRD#: 117531
SHELDON, IA
Past
June 11, 2015 - October 20, 2018
BROKER DEALER FINANCIAL SERVICES CORP.
BD
CRD#: 8073
SHELDON, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/20/2018)
RR
Arkansas(10/20/2018)
RR
Colorado(10/20/2018)
RR
Florida(2/18/2022)
RR
Idaho(6/17/2019)
RR
Illinois(10/17/2022)
RR
Iowa(10/20/2018)
IAR
Iowa(10/20/2018)
RR
Kansas(10/20/2018)
RR
Michigan(10/20/2018)
RR
Minnesota(10/20/2018)
RR
Montana(4/18/2019)
RR
Nebraska(10/20/2018)
RR
Nevada(10/20/2018)
RR
New York(6/29/2021)
RR
North Carolina(6/20/2019)
RR
Ohio(10/20/2018)
RR
Oklahoma(8/11/2023)
RR
Oregon(1/8/2019)
RR
South Dakota(10/20/2018)
RR
Texas(10/20/2018)
IAR
Texas(10/24/2018)
RR
Virginia(6/17/2019)
RR
Wyoming(3/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
