RD
Ronald E. Darwin
STRATEGIC ADVISERS LLC
CLEVELAND, TX
Some features on this profile are disabled
CRD#: 6468436
RD
Professional summary
Ronald Eugene Darwin, who also goes by Ron Eugene Darwin Jr, Ronald Eugene Darwin Jr, Ronald Eugene Darwin, Ronald Darwin Jr, Ronald E Darwin Jr, Ronald Darwin, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Cleveland, Texas and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Ronald is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Ronald has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Eugene Darwin Jr | Ronald Eugene Darwin Jr | Ronald Eugene Darwin | Ronald Darwin Jr | Ronald E Darwin Jr | Ronald Darwin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-112641|OrgNmn:Freight Forwarder|Org Addr:Cleveland ,Texas,US|OBA Nature:Forwarding freight|Invst Rel:N|Title:Sole Proprietor|Duties:connecting carriers with freight to haul|StrtDt:|TotHrs/mon:20|TrdHrs/mon:0|OBA-90359|OrgNmn:rv park rental|Org Addr:cleveland,Texas,US|OBA Nature:rv space rentals|Invst Rel:N|Title:owner|Duties:collect rents|StrtDt:|TotHrs/mon:10|TrdHrs/mon:1|OBA-89015|OrgNmn:carport sells|Org Addr:cleveland,Texas,US|OBA Nature:selling carports and metal bui|Invst Rel:N|Title:owner|Duties:Find clients who want a carport and close business|StrtDt:|TotHrs/mon:10|TrdHrs/mon:3|
CRS (Client Relationship Summary) - RIA
Click below to view Ronald Eugene Darwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
CLEVELAND, TX
Current
November 3, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917BD
CRD#: 7784
Smithfield, RI
Past
December 9, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
SALT LAKE CITY, UT
Past
January 22, 2021 - September 9, 2021
VICTORY CAPITAL MANAGEMENT INC.
RIA
CRD#: 106189
SAN ANTONIO, TX
Past
November 29, 2019 - September 9, 2021
VICTORY CAPITAL SERVICES, INC.
BD
CRD#: 37059
San Antonio, TX
Past
March 19, 2019 - August 28, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
SAN ANTONIO, TX
Past
March 19, 2019 - August 28, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
SAN ANTONIO, TX
Past
July 19, 2018 - January 3, 2019
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CANYON LAKE, TX
Past
July 18, 2018 - January 3, 2019
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CANYON LAKE, TX
Past
February 21, 2018 - June 12, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
PLANO, TX
Past
February 21, 2018 - June 12, 2018
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PLANO, TX
Past
September 29, 2017 - February 12, 2018
PFS INVESTMENTS INC.
RIA
CRD#: 10111
SAN ANTONIO, TX
Past
August 7, 2017 - February 12, 2018
PFS INVESTMENTS INC.
BD
CRD#: 10111
SAN ANTONIO, TX
Past
February 4, 2016 - May 24, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW BRAUNFELS, TX
Past
June 25, 2015 - December 31, 2015
PFS INVESTMENTS INC.
BD
CRD#: 10111
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/9/2021)
RR
Alaska(11/8/2021)
RR
Arizona(11/16/2021)
RR
Arkansas(11/3/2021)
RR
California(11/3/2021)
RR
Colorado(11/4/2021)
RR
Connecticut(11/4/2021)
RR
Delaware(11/12/2021)
RR
District of Columbia(11/12/2021)
RR
Florida(11/4/2021)
RR
Georgia(11/4/2021)
RR
Hawaii(11/4/2021)
RR
Idaho(11/4/2021)
RR
Illinois(11/4/2021)
RR
Indiana(11/9/2021)
RR
Iowa(11/9/2021)
RR
Kansas(11/4/2021)
RR
Kentucky(11/4/2021)
RR
Louisiana(11/8/2021)
RR
Maine(11/3/2021)
RR
Maryland(11/4/2021)
RR
Massachusetts(11/4/2021)
RR
Michigan(11/5/2021)
RR
Minnesota(11/4/2021)
RR
Mississippi(11/4/2021)
RR
Missouri(11/4/2021)
RR
Montana(11/4/2021)
RR
Nebraska(11/4/2021)
RR
Nevada(11/17/2021)
RR
New Hampshire(11/18/2021)
RR
New Jersey(11/4/2021)
RR
New Mexico(11/4/2021)
RR
New York(11/9/2021)
RR
North Carolina(11/4/2021)
RR
North Dakota(11/8/2021)
RR
Ohio(11/3/2021)
RR
Oklahoma(11/8/2021)
RR
Oregon(11/3/2021)
RR
Pennsylvania(11/4/2021)
RR
Puerto Rico(11/4/2021)
RR
Rhode Island(11/4/2021)
RR
South Carolina(11/5/2021)
RR
South Dakota(11/29/2021)
RR
Tennessee(11/5/2021)
RR
Texas(11/3/2021)
IAR
Texas(3/31/2025)
RR
Utah(11/4/2021)
RR
Vermont(11/4/2021)
RR
Virginia(1/27/2022)
RR
Washington(11/4/2021)
RR
West Virginia(11/10/2021)
RR
Wisconsin(11/4/2021)
RR
Wyoming(11/8/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/22/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
