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MP

Meryl M. Phay

EXCHANGERIGHT SECURITIES
Pasadena, CA 91106
Some features on this profile are disabled
CRD#: 6467188
MP

Professional summary


Meryl Maglaya Phay, who also goes by Meryl Beatrice Maglaya, Meryl Phay, Meryl Maglaya Phay, is a registered financial professional currently at EXCHANGERIGHT SECURITIES, LLC located in Pasadena, California and LIGHTHOUSE CAPITAL GROUP, LLC located in Pasadena, California.

Meryl is registered as a RR (Registered Representative) and started their career in finance in 2015. Meryl has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Meryl Beatrice Maglaya | Meryl Phay | Meryl Maglaya Phay

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Meryl Maglaya Phay's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 28, 2019 - Present

EXCHANGERIGHT SECURITIES, LLC

Office #1: 1055 E. Colorado Blvd, Suite 3130, Pasadena, CA 91106
BD
CRD#: 283430
Pasadena, CA
Current

September 9, 2025 - Present

LIGHTHOUSE CAPITAL GROUP, LLC

Office #1: 1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
BD
CRD#: 169135
Pasadena, CA
Past

January 7, 2016 - November 21, 2017

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
AGOURA HILLS, CA
Past

January 7, 2016 - November 21, 2017

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
AGOURA HILLS, CA
Past

May 12, 2015 - September 14, 2015

EDWARD JONES

BD
CRD#: 250
GLENDALE, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/28/2019)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/3/2015
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


LC
LIGHTHOUSE CAPITAL GROUP, LLC
LIGHTHOUSE CAPITAL GROUP, LLC

CRD#: 169135 / SEC#: , 8-69350

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information


Main Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
Mailing Address
1055 E. Colorado Blvd., Suite 310, Pasadena, CA 91106
Phone number
(626) 564-1031
Established
California since 04/22/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LIGHTHOUSE CAPITAL HOLDINGS, LLCOWNER
DRYDEN, SUSANA KAYCHIEF COMPLIANCE OFFICER5327906
THOMAS, WARREN JESSE MCEWINVICE PRESIDENT2299254
THORNTON, STEVEN LEECFO/FINOP4496384
UNGERECHT, JOSHUA PAULPRESIDENT5183573

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIGHTHOUSE CAPITAL GROUP, LLC

CRD#: 169135Pasadena, CA 91106

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