Katelyn G. Whitcroft
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Katelyn Gene Whitcroft, who also goes by Katelyn Gene Kuck, Katelyn Gene Whitcroft, was a registered financial professional .
Katelyn is a previously registered financial professional and started their career in finance in 2016. Katelyn had worked at 3 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 31, 2024 - April 29, 2025
PURSHE KAPLAN STERLING INVESTMENTS
January 15, 2021 - May 15, 2024
CETERA WEALTH SERVICES, LLC
July 19, 2016 - September 9, 2019
THE INVESTMENT CENTER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
