Cora Jean C. Lujan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cora Jean C Lujan, who also goes by Cora Jean A Castro, Corajean C Lujan, was a registered financial professional .
Cora Jean is a previously registered financial professional and started their career in finance in 2015. Cora Jean had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2016 - February 21, 2017
BG INVESTMENT SERVICES, INC.
August 17, 2015 - January 22, 2016
MONEY CONCEPTS CAPITAL CORP
June 3, 2015 - January 22, 2016
MONEY CONCEPTS CAPITAL CORP
Primary Firm SEC Registration
BG INVESTMENT SERVICES, INC.
CRD#: 281716 / SEC#: 801-106887
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BG INVESTMENT SERVICES, INC.
CRD#: 281716 / SEC#: 801-106887
Contact information
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 645 |
| AUM (Assets Under Management) | $ 439,937,545 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
