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KD

Katherine E. Davis

RIVERSEDGE ADVISORS
WILMINGTON, DE 19801
Some features on this profile are disabled
CRD#: 6464456
KD

Professional summary

Katherine Elizabeth F Davis, who also goes by Katherine E Davis, Katherine E Murphy, Katherine Murphy, is a registered financial advisor currently at RIVERSEDGE ADVISORS located in Wilmington, Delaware.

Katherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Katherine has worked at 8 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katherine E Davis | Katherine E Murphy | Katherine Murphy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katherine Elizabeth F Davis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 26, 2026 - Present

RIVERSEDGE ADVISORS

Office #1: 600 N King St Suite 200, Wilmington, DE 19801
RIA
CRD#: 298390
WILMINGTON, DE
Past

March 4, 2025 - March 24, 2025

KESTRA INVESTMENT SERVICES, LLC

BD
CRD#: 42046
Wayne, PA
Past

July 18, 2023 - March 12, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
WAYNE, PA
Past

March 12, 2021 - June 9, 2023

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Kennett Square, PA
Past

March 4, 2019 - January 29, 2021

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
Greenville, DE
Past

February 27, 2019 - January 29, 2021

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
Greenville, DE
Past

April 23, 2018 - February 12, 2019

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
CHADDS FORD, PA
Past

April 23, 2018 - February 12, 2019

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
CHADDS FORD, PA
Past

January 19, 2017 - April 19, 2018

RESOURCE SECURITIES LLC

BD
CRD#: 133022
PHILADELPHIA, PA
Past

October 28, 2015 - August 25, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
WILMINGTON, DE
Past

August 11, 2015 - August 25, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WILMINGTON, DE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
RIVERSEDGE ADVISORS
BLUE ROCK FINANCIAL GROUP | RIVERSEDGE ADVISORS, LLC | RIVERSEDGE ADVISORS | BLUE ROCK RIVERSEDGE

CRD#: 298390 / SEC#: 801-113978

RIA
Registered Investment Advisory firm - (9/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Delaware
(1/26/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/23/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 10/27/2015
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/11/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/17/2020
General Securities Principal Examination

Current Firm

RA
RIVERSEDGE ADVISORS
BLUE ROCK FINANCIAL GROUP | RIVERSEDGE ADVISORS, LLC | RIVERSEDGE ADVISORS | BLUE ROCK RIVERSEDGE

CRD#: 298390 / SEC#: 801-113978

RIA
Registered Investment Advisory firm - (9/12/2018 Approved)
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Contact information

Main Address
600 N King St Suite 200, Wilmington, DE 19801
Mailing Address
Phone number
(302) 573-6864
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

RIVERSEDGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (2/19/2026)

Regulatory assets under management

Total Number of Accounts1,515
AUM (Assets Under Management)$ 928,361,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RIVERSEDGE ADVISORS

CRD#: 298390Wilmington, DE 19801

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