Francis G. Donovan

MODEL CAPITAL MANAGEMENT LLC

Waltham, MA 02451

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CRD#: 6461493

Professional summary

Francis George Donovan is a registered financial advisor currently at MODEL CAPITAL MANAGEMENT LLC located in Waltham, Massachusetts.

Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Francis has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis George Donovan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 30, 2017 - Present

MODEL CAPITAL MANAGEMENT LLC

Office #1: 303 Wyman St., Waltham, MA 02451

RIA

CRD#: 166921

Waltham, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/30/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/2015

Uniform Investment Adviser Law Examination

Current Firm

MODEL CAPITAL MANAGEMENT LLC

FUNDAMENTAL ADVISORS | MODEL CAPITAL SERVICES | MODEL CAPITAL MANAGEMENT LLC

CRD#: 166921 / SEC#: 801-113899

RIA

Registered Investment Advisory firm - (3/3/2023 Terminated)

Massachusetts

Registered Investment Advisory firm - (8/12/2022 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

303 Wyman St., Waltham, MA 02451

Mailing Address

Phone number

(617) 429-5607

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 47,573,068

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Francis G. Donovan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Francis George Donovan's CRS (Customer Relationship Summary).

Certified licenses

Experience

MODEL CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/2015

Current Firm

MODEL CAPITAL MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MODEL CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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