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Matthew Walls

FUTU CLEARING
DALLAS, TX
·CRD# 6461347·7 years experience

Professional Summary

Matthew Walls is a registered financial advisor currently at FUTU CLEARING INC located in Dallas, Texas. Matthew is registered as a RR (Registered Representative) and started their career in finance in 2020. Matthew has worked at 2 firms and has passed the Series 7TO, SIE and Series 3 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

7 years in the financial services industry

Current & Past Employments

FUTU CLEARING INC·CRD# 298769
BD
12750 Merit Drive Suite 475, Dallas, TX 75251
September 30, 2026 - Present
WELLS FARGO SECURITIES, LLC·CRD# 126292
BD
Charlotte, NC
November 9, 2020 - October 12, 2026

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Current Firm

FC
FUTU CLEARING INC

FUTU CLEARING INC

CRD#: 298769 / SEC#: 8-70215
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

12750 Merit Drive Suite 475, Dallas, TX 75251

Mailing Address

12750 Merit Drive Suite 475, Dallas, TX 75251

Phone Number

(972) 665-6903

Established

Delaware since 08/13/2018

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (2 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FUTU US INCOWNER—
DU, SHUANGHEAD OF US OPERATIONS5005050
JABLONSKI, RICHARD MICHAELCHIEF FINANCIAL OFFICER2916358
KELLY, PATRICK JAMESCHIEF EXECUTIVE OFFICER3126322
SHARMA, VICKRAMJITCHIEF LEGAL OFFICER7186502
WALTON, HERBERT LASHANCHIEF COMPLIANCE OFFICER4030847

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 7TO — General Securities Representative Examination

Passed Nov 2020About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jun 2020About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Apr 2019About the Series 3 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Matthew Walls's CRS (Customer Relationship Summary).

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