Philip A. Balalovski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Philip A Balalovski, who also goes by Phil Aleksandar Balalovski, Philip Aleksandar Balalovski, Philip A Balalovski, was a registered financial professional .
Philip is a previously registered financial professional and started their career in finance in 2015. Philip had worked at 3 firms and has passed the Series 66, Series 7TO, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2025 - March 31, 2025
GLOBAL SHARES FINANCIAL SERVICES INC.
January 7, 2025 - March 5, 2026
J.P. MORGAN SECURITIES LLC
December 12, 2019 - June 18, 2021
MORGAN STANLEY
December 12, 2019 - June 18, 2021
MORGAN STANLEY
May 4, 2017 - July 17, 2019
J.P. MORGAN SECURITIES LLC
April 24, 2015 - July 17, 2019
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/19/2024
General Securities Representative ExaminationSeries 6TO
Date: 3/19/2024
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
GLOBAL SHARES FINANCIAL SERVICES INC.
CRD#: 284031 / SEC#: , 8-69780
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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