VI
Vicente J. Iniguez
EAGLE STRATEGIES LLC
SCOTTSDALE, AZ 85260
Some features on this profile are disabled
CRD#: 6459927
VI
Professional summary
Vicente J.a. Iniguez, who also goes by VIcente J.a. Iniginez, Vicente J A Iniguez, Vicente Jose Arturo Iniguez, Vince J.a. Iniguez, Vinnie J.a. Iniguez, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Scottsdale, Arizona and NYLIFE SECURITIES LLC located in Phoenix, Arizona.
Vicente is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Vicente has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vicente J.a. Iniginez | Vicente J A Iniguez | Vicente Jose Arturo Iniguez | Vince J.a. Iniguez | Vinnie J.a. Iniguez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[PROFESSIONAL PGA MEMBER; NON INVESTMENT RELATED;PO BOX 80843, PHOENIX AZ 85060 GOLF; OWNER; 01/2001; 15 HOURS PER MONTH; I PARTICIPATE IN GOLF TOURNAMENTS, CHARITABLE EVENTS, VOLUNTEERING EVENTS AND THE LIKE AS A MEMBER OF THE PGA] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 14840 N Scottsdale Rd, Suite 400, Scottsdale, AZ 85254; Start Date 06/2018; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ALBATROSS FINANCIAL GROUP, LLC D/B/A ALBATROSS FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SCOTTSDALE, AZ; START DATE: 12/2020]\ [Moreland 7818 LLC; Rental Property ; 7818 E Moreland St Scottsdale, AZ 85257; Start Date 08/2021; Role/Title: Owner; Investment Related; 1 hours per month; 0 hours per month during securities trading hours; collect rent]
CRS (Client Relationship Summary) - RIA
Click below to view Vicente J.a. Iniguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 8134 E Cactus Road Ste 600, Scottsdale, AZ 85260Office #2: 2355 East Camelback Road Suite 750, Phoenix, AZ 85016-9045RIA
CRD#: 110826
SCOTTSDALE, AZ
Current
February 5, 2016 - Present
NYLIFE SECURITIES LLC
Office #1: 2355 E Camelback Road Suite 750, Phoenix, AZ 85016Office #2: 8134 E Cactus Road Ste 600, Scottsdale, AZ 85260-5264BD
CRD#: 5167
Phoenix, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/5/2017)
IAR
Arizona(4/11/2025)
RR
California(3/22/2018)
RR
Connecticut(9/3/2021)
RR
Delaware(6/5/2025)
RR
Florida(7/17/2025)
RR
Indiana(4/3/2025)
RR
Kansas(8/18/2021)
RR
Nevada(10/16/2025)
RR
New York(8/13/2024)
RR
North Carolina(7/1/2022)
RR
Oregon(5/13/2019)
RR
Texas(3/22/2018)
IAR
Texas(4/2/2025)
RR
Washington(7/17/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
