MS
Michael D. Secord
BANKERS LIFE ADVISORY SERVICES
SCARBOROUGH, ME 04074
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CRD#: 6459115
MS
Professional summary
Michael David Secord, who also goes by Michael Secord, is a registered financial advisor currently at BANKERS LIFE ADVISORY SERVICES, INC. located in Scarborough, Maine and BANKERS LIFE SECURITIES, INC. located in Scarborough, Maine.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Michael has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Secord
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BANKERS LIFE; INVESTMENT RELATED; 360 US ROUTE 1, STE 202, SCARBOROUGH, ME 04074; INSURANCE; INSURANCE AGENT; START DATE 8/2013; 200 HOURS PER MONTH WITH 150 HOURS PER MONTH OCCURRING DURING TRADING HOURS; INSURANCE PRODUCT SALES/SERVICE, INCLUDING BUT NOT LIMITED TO, EQUITY INDEXED ANNUITIES. I am a 1099 agent for Bankers Life and Casualty Company (BLC). As a BLC agent, I am also appointed with KFA through BLC which allows agents to write business for Medicare Supplement, Annuity and Equity Indexed annuity insurance products, life insurance, health and LTC. CENTRAL STATES INDEMNITY POSITION: Insurance Sales NATURE: Medicare Supplement Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/15/2016 ADDRESS: 360 US Route 1, Ste 202, Scarborough ME 04074, United States DESCRIPTION: Licensed to sell Medicare Supplements SECORD HOLDINGS LLC POSITION: Owner/Partner NATURE: Real Estate Holdings INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/27/2023 ADDRESS: 32 Eagles Nest Drive, Scarborough ME 04074, United States DESCRIPTION: This is an LLC that I use to hold mine and my wifes Investment Property Real Estate Holdings.
CRS (Client Relationship Summary) - RIA
Click below to view Michael David Secord's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 20, 2017 - Present
BANKERS LIFE ADVISORY SERVICES, INC.
Office #1: 360 Us Route 1 Suite 202, Scarborough, ME 04074RIA
CRD#: 281285
SCARBOROUGH, ME
Current
May 26, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 360 Us Route 1, Suite 202, Scarborough, ME 04074BD
CRD#: 173962
Scarborough, ME
Past
March 27, 2015 - May 26, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
SCARBOROUGH, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/5/2018)
RR
Florida(2/13/2020)
RR
Maine(5/26/2016)
IAR
Maine(10/20/2017)
RR
Massachusetts(1/3/2025)
RR
New Hampshire(5/26/2016)
IAR
New Mexico(1/24/2025)
RR
New Mexico(2/3/2025)
RR
North Carolina(12/2/2021)
RR
Virginia(7/30/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/26/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BL
BANKERS LIFE ADVISORY SERVICES, INC.
BANKERS LIFE | BL ADVISORY SERVICES, INC | BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
RIA
Registered Investment Advisory firm - (11/18/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
303 E. Wacker Drive 5th Fl, Chicago, IL 60601
Mailing Address
Phone number
(844) 553-9083
Established
Firm type
Fiscal year end
# of Employees
384
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285Scarborough, ME 04074TRUST BUT VERIFY
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