Patrick T. Cannon
Professional summary
Patrick T Cannon, who also goes by Patrick Tyrone Cannon, Patrick Cannon, is a registered financial professional currently at SUMMIT SECURITIES GROUP LLC located in New York, New York.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2018. Patrick has worked at 2 firms and has passed the Series 99TO, Series 57, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Patrick T Cannon's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2022 - Present
SUMMIT SECURITIES GROUP LLC
Office #1: 55 Broadway Suite 2102, New York, NY 10006Office #2: 55 Broadway Suite 2102, New York, NY 10006July 27, 2018 - April 18, 2022
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 8/18/2024
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
SUMMIT SECURITIES GROUP LLC
CRD#: 159283 / SEC#: , 8-68977
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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