Brandon J. Grocki

KESTRA ADVISORY SERVICES

Tinton Falls, NJ 07724

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CRD#: 6458365

Professional summary

Brandon James Grocki, CFP®, who also goes by Brandon J Grocki, Brandon Grocki, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Tinton Falls, New Jersey and KESTRA INVESTMENT SERVICES, LLC located in Tinton Falls, New Jersey.

Brandon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Brandon has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brandon J Grocki | Brandon Grocki

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon James Grocki's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

February 17, 2026 - Present

KESTRA ADVISORY SERVICES, LLC

Office #1: 106 Apple St Suite 204, Tinton Falls, NJ 07724

RIA

CRD#: 283330

Tinton Falls, NJ

Current

February 17, 2026 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 106 Apple St Suite 204, Tinton Falls, NJ 07724

CRD#: 42046

Tinton Falls, NJ

Past

May 7, 2018 - February 17, 2026

HORNOR, TOWNSEND & KENT, LLC

RIA

CRD#: 4031

TINTON FALLS, NJ

Past

April 17, 2018 - February 17, 2026

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

TINTON FALLS, NJ

Past

October 26, 2016 - February 15, 2018

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

MIDDLETOWN, NJ

Past

October 24, 2016 - February 15, 2018

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

Englishtown, NJ

Past

November 23, 2015 - October 14, 2016

WBI INVESTMENTS, LLC

RIA

CRD#: 106336

RED BANK, NJ

Past

November 18, 2015 - October 14, 2016

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

July 10, 2015 - October 19, 2015

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WALL, NJ

Past

May 18, 2015 - October 19, 2015

EQUITABLE ADVISORS, LLC

CRD#: 6627

WALL, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/17/2026)

Colorado
(2/17/2026)

Connecticut
(2/17/2026)

Delaware
(2/20/2026)

District of Columbia
(2/17/2026)

Florida
(2/17/2026)

Georgia
(2/17/2026)

Illinois
(2/17/2026)

Massachusetts
(4/10/2026)

Missouri
(3/3/2026)

New Jersey
(2/17/2026)

IAR

New Jersey
(2/17/2026)

New Mexico
(2/17/2026)

New York
(2/17/2026)

North Carolina
(2/20/2026)

Oklahoma
(2/17/2026)

Pennsylvania
(2/17/2026)

South Carolina
(2/17/2026)

Texas
(2/17/2026)

IAR

Texas
(2/17/2026)

Virginia
(2/17/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/8/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/18/2015

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126

RIA

Registered Investment Advisory firm - (12/31/1998 Approved)

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Contact information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Mailing Address

Phone number

(844) 553-7872

Established

Firm type

Fiscal year end

# of Employees

1,299

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (WRAP FEE PROGRAM) (11/24/2025)

KESTRA ADVISORY SERVICES, LLC BROCHURE (PLAN CLIENTS) (11/24/2025)

Regulatory assets under management

Total Number of Accounts	155,482
AUM (Assets Under Management)	$ 60,174,309,829

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
12/01/2025	Cover Page	Report
12/23/2024	Cover Page	Report
10/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon J. Grocki

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon James Grocki's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA INVESTMENT SERVICES, LLC

HORNOR, TOWNSEND & KENT, LLC

HORNOR, TOWNSEND & KENT, LLC

CETERA INVESTMENT ADVISERS LLC

CETERA INVESTMENT SERVICES LLC

WBI INVESTMENTS, LLC

QUASAR DISTRIBUTORS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

KESTRA ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/8/2015

SIE

Date: 10/1/2018

Series 7

Date: 5/18/2015

FINRA

Current Firm

KESTRA ADVISORY SERVICES, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

KESTRA ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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