Nichole S. Graham

REGISTA FINANCIAL STRATEGIES

Broomfield, CO

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CRD#: 6458099

Professional summary

Nichole Shawna Graham is a registered financial advisor currently at REGISTA FINANCIAL STRATEGIES, LLC located in Broomfield, Colorado.

Nichole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Nichole has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Wellspring Divorce Advisor, not investment-related, 501 S Cherry Street Suite 1100, Denver, CO 80246, Financial Analyst (Independent Contractor); 05/2019-07/2023 and now 01/06/25-Present. 50 hours/month. Work hours vary. Provides divorce financial planning services on an hourly contract basis. This activity is separate from the advisory firm, and Nichole Graham does not receive commissions or referral fees. While this work is financial in nature, it is not investment-related, and clients are under no obligation to use these services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nichole Shawna Graham's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 12, 2025 - Present

REGISTA FINANCIAL STRATEGIES, LLC

RIA

CRD#: 326555

Broomfield, CO

Past

January 3, 2023 - July 25, 2023

FONTE FINANCIAL ADVISORS

RIA

CRD#: 311162

CARLSBAD, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/12/2025)

IAR

Virginia
(6/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

REGISTA FINANCIAL STRATEGIES, LLC

CRD#: 326555 / SEC#:

Colorado

Registered Investment Advisory firm - (6/16/2023 Approved)

Florida

Registered Investment Advisory firm - (9/19/2023 Approved)

Virginia

Registered Investment Advisory firm - (6/25/2025 Approved)

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(727) 420-5946

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 5,806,326

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nichole S. Graham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nichole Shawna Graham's CRS (Customer Relationship Summary).

Certified licenses

Experience

REGISTA FINANCIAL STRATEGIES, LLC

FONTE FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

REGISTA FINANCIAL STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REGISTA FINANCIAL STRATEGIES, LLC

TRUST BUT VERIFY

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