Cecelia M. Tijero
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cecelia Marie Tijero, who also goes by Cecelia Marie Orozco, Cecelia Marie Orozco-nicol, Cecelia Marie Orozconicol, was a registered financial professional .
Cecelia is a previously registered financial professional and started their career in finance in 2015. Cecelia had worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 26, 2018 - January 18, 2019
EQIS SECURITIES, LLC
March 20, 2015 - April 2, 2016
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQIS SECURITIES, LLC
CRD#: 20633 / SEC#: , 8-38369
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
