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Susan Lawson Woodard

CLARITY CAPITAL LIMITED
VANCOUVER, BC,
·CRD# 4225106·26 years experience

Professional Summary

Susan Lawson Woodard, who also goes by Susan Rebecca Lawson, is a registered financial advisor currently at CLARITY CAPITAL LIMITED. Susan is registered as a RR (Registered Representative) and started their career in finance in 2000. Susan has worked at 17 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 4, Series 14, Series 53 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Susan Rebecca Lawson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

26 years in the financial services industry

Current & Past Employments

CLARITY CAPITAL LIMITED·CRD# 316580
BD
700 - 980 Howe Street, Vancouver, Bc, V6Z 0C8
December 11, 2024 - Present
LINQTO CAPITAL·CRD# 314557
BD
San Jose, CA
August 14, 2024 - December 26, 2024
EQUITYBEE SECURITIES, LLC·CRD# 41896
BD
Palo Alto, CA
October 14, 2021 - August 14, 2024
VICTORY CAPITAL SERVICES, INC.·CRD# 37059
BD
San Francisco, CA
August 30, 2019 - October 11, 2021
EQIS SECURITIES, LLC·CRD# 20633
BD
San Rafael, CA
April 18, 2018 - March 22, 2019
VICTORY CAPITAL SERVICES, INC.·CRD# 37059
BD
San Francisco, CA
August 11, 2016 - April 2, 2018
RS FUNDS DISTRIBUTOR LLC·CRD# 165753
BD
San Francisco, CA
June 2, 2014 - December 23, 2016
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
February 27, 2014 - June 2, 2014
BLACKROCK INVESTMENTS, LLC·CRD# 38642
BD
San Francisco, CA
January 3, 2012 - January 7, 2014
BLACKROCK FUND ADVISORS·CRD# 105247
RIA
San Francisco, CA
August 28, 2009 - January 7, 2014
BLACKROCK FUND DISTRIBUTION COMPANY·CRD# 146183
BD
San Francisco, CA
June 13, 2008 - December 31, 2011
BLACKROCK EXECUTION SERVICES·CRD# 39438
BD
San Francisco, CA
January 30, 2007 - January 7, 2014
FIRST REPUBLIC SECURITIES COMPANY, LLC·CRD# 105108
BD
San Francisco, CA
July 24, 2006 - January 5, 2007
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Waltham, MA
July 9, 2002 - July 17, 2006
EASTERN POINT ADVISORS INC.·CRD# 107123
RIA
Lynnfield, MA
March 2, 2002 - July 12, 2002
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Lynnfield, MA
April 2, 2001 - July 11, 2002
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
August 28, 2000 - February 14, 2001
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
August 28, 2000 - February 14, 2001

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Current Firm

CC
CLARITY CAPITAL LIMITED

CLARITY CAPITAL LIMITED | HIIVE MARKETS LIMITED

CRD#: 316580 / SEC#: 8-70806
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

700 - 980 Howe Street, Vancouver, Bc, V6Z 0C8

Mailing Address

700 - 980 Howe Street, Vancouver, Bc, V6Z 0C8

Phone Number

(604) 200-2405

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
THE CLARITY GROUP LIMITEDOWNER—
DESAI, SIMREN SUBHASHCEO5578426
MARTIN, JONATHAN CHARLES FORRESTFINOP/PFO/POO7737862
WOODARD, SUSAN LAWSONCCO4225106

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(1/6/2025)
RR
Washington
(3/23/2026)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2000About the Series 66 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Oct 2003About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Aug 2000About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 2023About the Series 4 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 53 — Municipal Securities Principal Examination

Passed Sep 2002About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed May 2001About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Susan Lawson Woodard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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