Anthony J. Deprimo
Professional summary
Anthony Joseph Deprimo is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2015. Anthony has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Deprimo's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 21, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901March 13, 2018 - January 22, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
November 12, 2015 - September 29, 2017
THE LEADERS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2022)
(1/3/2022)
(5/16/2023)
(1/3/2022)
(6/10/2020)
(1/3/2022)
(6/16/2021)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
