Mallen U. Bruggeman
Professional summary
Mallen Urso Bruggeman, who also goes by Mallen Marie Urso, Mallen M Urso, is a registered financial advisor currently at AUCTUS ADVISORS LLC located in Pelican Rapids, Minnesota.
Mallen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Mallen has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mallen Urso Bruggeman's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 8, 2017 - Present
AUCTUS ADVISORS LLC
Office #1: 117 S Broadway Northside, Pelican Rapids, MN 56572August 10, 2015 - December 11, 2017
M HOLDINGS SECURITIES, INC.
Primary Firm SEC Registration
AUCTUS ADVISORS LLC
CRD#: 289489 / SEC#: 801-111919
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/20/2026)
(12/8/2017)
(12/8/2017)
Exams
Current Firm
AUCTUS ADVISORS LLC
CRD#: 289489 / SEC#: 801-111919
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 731 |
| AUM (Assets Under Management) | $ 612,923,272 |
Red Flags
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