Amanda C. Prescott
Professional summary
Amanda Catherine Prescott, who also goes by Amanda Prescott, Amanda C Prescott, Amanda Catherine Prescott, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Beverly Hills, Florida and FIDELITY BROKERAGE SERVICES LLC located in The Villages, Florida.
Amanda is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Amanda has worked at 10 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Amanda Catherine Prescott's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1057 Lake Sumter Landing, The Villages, FL 32162October 20, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1057 Lake Sumter Landing, The Villages, FL 32162November 16, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 21, 2020 - October 13, 2021
VALIC FINANCIAL ADVISORS, INC.
September 21, 2020 - October 13, 2021
VALIC FINANCIAL ADVISORS, INC.
February 5, 2019 - June 24, 2020
J.P. MORGAN SECURITIES LLC
February 5, 2019 - June 24, 2020
J.P. MORGAN SECURITIES LLC
February 27, 2018 - October 9, 2018
TD AMERITRADE, INC.
February 26, 2018 - October 9, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
February 26, 2018 - October 9, 2018
TD AMERITRADE, INC.
August 16, 2017 - February 26, 2018
SCOTTRADE INVESTMENT MANAGEMENT
April 3, 2017 - February 26, 2018
SCOTTRADE, INC.
April 29, 2015 - October 19, 2016
TRANSAMERICA INVESTORS SECURITIES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2022)
(5/30/2024)
(9/30/2022)
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(1/4/2022)
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(1/4/2022)
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(9/26/2024)
(10/20/2021)
(3/31/2025)
(1/4/2022)
(9/26/2024)
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(1/4/2022)
(1/4/2022)
(9/26/2024)
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(7/25/2023)
(9/26/2024)
(1/4/2022)
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(9/26/2024)
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(1/4/2022)
(1/4/2022)
(9/26/2024)
(1/4/2022)
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(9/26/2024)
(1/5/2022)
(9/26/2024)
(1/4/2022)
(1/4/2022)
(7/25/2023)
(1/4/2022)
(9/26/2024)
(1/4/2022)
(1/4/2022)
(3/31/2025)
(1/5/2024)
(1/4/2022)
(1/4/2022)
(1/4/2022)
(9/30/2022)
(1/4/2022)
(9/26/2024)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
