Robert A. Riegen

ROFFMAN MILLER ASSOCIATES | Financial Consultant

Philadelphia, PA 19103

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CRD#: 6455603

Professional summary

Robert Allan Riegen, CFP®, who also goes by Robert Bruce Groendyke, Robert Riegen, is a registered financial advisor currently at ROFFMAN MILLER ASSOCIATES INC located in Philadelphia, Pennsylvania.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Robert has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

As a Financial Consultant, I will partner with you to understand your unique situation.  We will discuss your current situation and look at other approaches and strategies that may be appropriate to help you work towards your goals. Together, we will co-create a financial plan by examining strategies that will take into consideration your situation and your specific needs. After we have a plan estabilshed, we will build an on-going realtionship to monitor our progress towards your goals. 

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Bruce Groendyke | Robert Riegen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allan Riegen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Education

Strayer University

Master of Business Administration (MBA) - Business Management

2012

Penn State University

Bachelor of Arts (BA) - English

2005

Experience

Current

September 20, 2024 - Present

ROFFMAN MILLER ASSOCIATES INC

Office #1: 1835 Market Street Suite 500, Philadelphia, PA 19103

RIA

CRD#: 106019

Philadelphia, PA

Past

July 26, 2019 - June 24, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

KING OF PRUSSIA, PA

Past

July 18, 2019 - June 26, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

VILLANOVA, PA

Past

February 28, 2018 - July 16, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

January 17, 2018 - July 16, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROFFMAN MILLER ASSOCIATES INC

ROFFMAN MILLER ASSOCIATES INC | ROFFMAN MILLLER ASSOCIATES INC

CRD#: 106019 / SEC#: 801-38491

RIA

Registered Investment Advisory firm - (3/22/1991 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/27/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/17/2018

General Securities Representative Examination

Current Firm

ROFFMAN MILLER ASSOCIATES INC

ROFFMAN MILLER ASSOCIATES INC | ROFFMAN MILLLER ASSOCIATES INC

CRD#: 106019 / SEC#: 801-38491

RIA

Registered Investment Advisory firm - (3/22/1991 Approved)

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Contact information

Main Address

1835 Market Street Suite 500, Philadelphia, PA 19103

Mailing Address

Phone number

(215) 981-1030

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROFFMAN MILLER ASSOCIATES, INC. PART 2 (5/12/2025)

Regulatory assets under management

Total Number of Accounts	1,563
AUM (Assets Under Management)	$ 2,895,159,684

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Robert A. Riegen

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Allan Riegen's CRS (Customer Relationship Summary).

Certified licenses

Education

Strayer University

Penn State University

Experience

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ROFFMAN MILLER ASSOCIATES INC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/27/2018

SIE

Date: 10/1/2018

Series 7

Date: 1/17/2018

Current Firm

ROFFMAN MILLER ASSOCIATES INC

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROFFMAN MILLER ASSOCIATES INC

TRUST BUT VERIFY

Contact information

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