Robert A. Mcmanis
Professional summary
Robert Ashton Mcmanis, who also goes by Ashton Mcmanis Jr., is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Austin, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2015. Robert has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Ashton Mcmanis's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 21, 2023 - Present
GREAT POINT CAPITAL LLC
Office #1: 12301 Research Blvd, Bldg 4 Suite 270, Austin, TX 78759September 22, 2021 - January 9, 2023
AVATAR SECURITIES, LLC
April 27, 2015 - September 21, 2021
GREAT POINT CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/29/2023)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/26/2015
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
